0001127602-12-023105.txt : 20120730 0001127602-12-023105.hdr.sgml : 20120730 20120730143226 ACCESSION NUMBER: 0001127602-12-023105 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120727 FILED AS OF DATE: 20120730 DATE AS OF CHANGE: 20120730 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Smith Lawrence G CENTRAL INDEX KEY: 0001397703 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-04887 FILM NUMBER: 12993181 MAIL ADDRESS: STREET 1: 1010 GRAND BLVD CITY: KANSAS CITY STATE: MO ZIP: 64106 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UMB FINANCIAL CORP CENTRAL INDEX KEY: 0000101382 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 430903811 STATE OF INCORPORATION: MO FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1010 GRAND AVE CITY: KANSAS CITY STATE: MO ZIP: 64106 BUSINESS PHONE: 8168607000 MAIL ADDRESS: STREET 1: 1010 GRAND AVE CITY: KANSAS CITY STATE: MO ZIP: 64106 FORMER COMPANY: FORMER CONFORMED NAME: UNITED MISSOURI BANCSHARES INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: MISSOURI BANCSHARES INC DATE OF NAME CHANGE: 19710915 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2012-07-27 0000101382 UMB FINANCIAL CORP UMBF 0001397703 Smith Lawrence G 1010 GRAND BLVD KANSAS CITY MO 64106 1 Executive Vice President Common Stock 2012-07-27 4 M 0 898 27.0625 A 7722.8066 D Common Stock 2012-07-27 4 M 0 2954 34.84 A 10676.8066 D Common Stock 2012-07-27 4 M 0 4298 38.84 A 14974.8066 D Common Stock 2012-07-27 4 S 0 500 48.5001 D 14474.8066 D Common Stock 2012-07-27 4 S 0 500 48.51 D 13974.8066 D Common Stock 2012-07-27 4 S 0 500 48.54 D 13474.8066 D Common Stock 2012-07-27 4 S 0 500 48.58 D 12974.8066 D Common Stock 2012-07-27 4 S 0 500 48.61 D 12474.8066 D Common Stock 2012-07-27 4 S 0 500 48.63 D 11974.8066 D Common Stock 2012-07-27 4 S 0 500 48.65 D 11474.8066 D Common Stock 2012-07-27 4 S 0 179 48.69 D 11295.8066 D Common Stock 2012-07-27 4 S 0 500 48.72 D 10795.8066 D Common Stock 2012-07-27 4 S 0 600 48.73 D 10195.8066 D Common Stock 2012-07-27 4 S 0 400 48.74 D 9795.8066 D Common Stock 2012-07-27 4 S 0 800 48.75 D 8995.8066 D Common Stock 2012-07-27 4 S 0 300 48.76 D 8695.8066 D Common Stock 2012-07-27 4 S 0 1070 48.78 D 7625.8066 D Common Stock 2012-07-27 4 S 0 100 48.97 D 7525.8066 D Common Stock 2012-07-27 4 S 0 101 49.05 D 7424.8066 D Common Stock 2012-07-27 4 S 0 100 49.10 D 7324.8066 D Common Stock 2012-07-27 4 S 0 100 49.11 D 7224.8066 D Common Stock 2012-07-27 4 S 0 200 49.14 D 7024.8066 D Common Stock 2012-07-27 4 S 0 100 49.16 D 6924.8066 D Common Stock 2012-07-27 4 S 0 100 49.25 D 6824.8066 D Common Stock 719.9105 I By 401(k) Common Stock 138.4416 I by ESOP Stock Option (Right to Buy) 27.0625 2012-07-27 4 M 0 898 0 D 2008-03-20 2015-03-20 Common Stock 898 0 D Stock Option (Right to Buy) 34.84 2012-07-27 4 M 0 2954 0 D 2009-01-01 2016-01-01 Common Stock 2954 0 D Stock Option (Right to Buy) 38.84 2012-07-27 4 M 0 4298 0 D 2010-01-01 2017-01-01 Common Stock 4298 0 D Includes shares acquired through dividend reinvestment of restricted stock shares Participant acquired shares of UMB Financial Corporation through contributions to the UMB Financial 401(k) Plan Reflects ESOP allocations and dispositions that have occured Options vest 50% on 3/20/08; 75% on 3/21/09; and 100% on 3/21/10 Options vest 50% on 1/1/2009; 75% on 1/1/2010; and 100% on 1/1/2011 Options will vest 50% on the third 1/1/2010; 75% on the 1/1/2011; and 100% on 1/1/2012. John C. Pauls, Attorney-In-Fact for Mr. Smith 2012-07-30