-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DMYPJzx+XUHGVtTH6rx6/KX/1CxP9vMpoBumrpO8EJ33E1sx2b8PSjbIzVLvDwce R7z05cX9ULfgMBkaPkiwxA== 0001023175-96-000011.txt : 19961202 0001023175-96-000011.hdr.sgml : 19961202 ACCESSION NUMBER: 0001023175-96-000011 CONFORMED SUBMISSION TYPE: NT 10-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19960831 FILED AS OF DATE: 19961126 SROS: NASD FILER: COMPANY DATA: COMPANY CONFORMED NAME: PACIFIC POWER GROUP INC CENTRAL INDEX KEY: 0001013628 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS MANUFACTURING INDUSTRIES [3990] IRS NUMBER: 954431083 STATE OF INCORPORATION: NV FISCAL YEAR END: 0831 FILING VALUES: FORM TYPE: NT 10-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-28756 FILM NUMBER: 96672438 BUSINESS ADDRESS: STREET 1: 656A MONTEREY PASS RD CITY: MONTEREY STATE: CA ZIP: 84111 BUSINESS PHONE: 8015968338 MAIL ADDRESS: STREET 1: 215 SOUTH STATE STREET STREET 2: SUITE 1100 CITY: SALT LAKE CITY STATE: UT ZIP: 84111 NT 10-K 1 U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING PACIFIC POWER GROUP, INC. 0-28756 SEC FILE NUMBER 69478K 20 2 CUSIP NUMBER (Check One): [X] Form 10-K and Form 10-KSB [ ] Form 20-F [ ] Form 11-K [ ] Form 10- Q and Form 10-QSB [ ] Form N-SAR For Period Ended: August 31, 1996 [ ] Transition Report on Form 10-K [ ] Transition Report on Form 20-F [ ] Transition Report on Form 11-K [ ] Transition Report on Form 10-Q [ ] Transition Report on Form N-SAR For the Transition Period Ended: Nothing in this form shall be construed to imply that the Commission has verified any information contained herein. If the notification relates to a portion of the filing checked above, identify the Item(s) to which the notification relates: Part I - Registrant Information Pacific Power Group, Inc. ----------------------------------------- Full Name of Registrant 656A Monterey Pass Road, Monterey Park, California 91754 -------------------------------------------------------------- Address of Principal Executive Office, City, State and Zip Code PartII - Rules 12b-25 (b) and (c) If the subject report could not be filed without unreasonable effort or expense and the registrant seeks relief pursuant to Rule 12b-25(b) the following should be completed. (Check box if appropriate) (a) The reasons described in reasonable detail in Part III of this form could not be eliminated without unreasonable effort or expense. [ ] (b) The subject annual report, semi-annual report, transition report on Form 10-K, Form 20-F, 11-K or Form N-SAR, or portion thereof will be filed on or before the fifteenth calendar day following the prescribed due date; or the subject quarterly report or transition report on Form 10-Q, or portion thereof will be filed on or before the fifth calendar day following the prescribed due date; [ ] and (c) The accountant s statement or other exhibit required by Rule 12b-25(c) has been attached if applicable. [X] Part III - Narrative State below in reasonable detail the reasons why Form 10-K and Form 10-KSB, 20-F, 11-K, 10-Q and Form 10-QSB, N-SAR, or the transition report or portion thereof could not be filed within the prescribed period. Please see Exhibit A attached hereto. Part IV- Other Information (1) Name and telephone number of person to contact in regard to this notification Raymond S. Lee (818) 293-8458 ----------------------------------------------------- (Name) (Area Code) (Telephone Number) (2) Have all other periodic reports required under section 13 or 15(d) of the Securities Exchange Act of 1934 or section 30 of the Investment Company Act of 1940 during the preceding 12 months or for such other shorter period that the registrant was required to file such report(s) been filed? If the answer is no, identify report(s). [X] Yes [ ] No (3) Is it anticipated that any significant change in results of operations from the corresponding period for the last fiscal year will be reflected by the earnings statements to be included in the subject report or portion thereof? [ ] Yes [X] No If so: attach an explanation of the anticipated change, both narratively and quantitatively, and, if appropriate, state the reasons why a reasonable estimate of the results cannot be made. Pacific Power Group, Inc. has caused this notification to be signed on its behalf by the undersigned thereunto duly authorized. November 26, 1996 By: /s/ Raymond S. Lee ------------------ Raymond S. Lee Chairman of the Board, Chief Executive Officer and Secretary EXHIBIT "A" [Letterhead of KPMG Peat Marwick LLP appears here.] Since we have only been appointed accountants for the Registrant within the last two weeks, we will require the additional two weeks to complete our audit of the Consolidated Financial Statements for the year ended August 31, 1996. The Registrant would incur unreasonable time and expense if it had to meet the Form 10-KSB deadline of November 29, 1996. /s/ KPMG Peat Marwick LLP -----END PRIVACY-ENHANCED MESSAGE-----