0000921895-24-001869.txt : 20240819 0000921895-24-001869.hdr.sgml : 20240819 20240819193435 ACCESSION NUMBER: 0000921895-24-001869 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240805 FILED AS OF DATE: 20240819 DATE AS OF CHANGE: 20240819 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pleasant Lake Onshore Feeder Fund LP CENTRAL INDEX KEY: 0001567434 ORGANIZATION NAME: STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21423 FILM NUMBER: 241222272 BUSINESS ADDRESS: STREET 1: 100 CARR 115 UNIT 1900 CITY: RINCON STATE: PR ZIP: 00677 BUSINESS PHONE: 804-363-4458 MAIL ADDRESS: STREET 1: 100 CARR 115 UNIT 1900 CITY: RINCON STATE: PR ZIP: 00677 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Fund 1 Investments, LLC CENTRAL INDEX KEY: 0001959730 ORGANIZATION NAME: STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21423 FILM NUMBER: 241222273 BUSINESS ADDRESS: STREET 1: 100 CARR 115 STREET 2: UNIT 1900 CITY: RINCON STATE: PR ZIP: 00677 BUSINESS PHONE: 804-363-4458 MAIL ADDRESS: STREET 1: 100 CARR 115 STREET 2: UNIT 1900 CITY: RINCON STATE: PR ZIP: 00677 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pleasant Lake Partners LLC CENTRAL INDEX KEY: 0001580144 ORGANIZATION NAME: STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21423 FILM NUMBER: 241222271 BUSINESS ADDRESS: STREET 1: 100 CARR 115 UNIT 1900 CITY: RINCON STATE: PR ZIP: 00677 BUSINESS PHONE: 212-554-0680 MAIL ADDRESS: STREET 1: 100 CARR 115 UNIT 1900 CITY: RINCON STATE: PR ZIP: 00677 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BJs RESTAURANTS INC CENTRAL INDEX KEY: 0001013488 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] ORGANIZATION NAME: 07 Trade & Services IRS NUMBER: 330485615 STATE OF INCORPORATION: CA FISCAL YEAR END: 0103 BUSINESS ADDRESS: STREET 1: 7755 CENTER AVENUE STREET 2: SUITE 300 CITY: HUNTINGTON BEACH STATE: CA ZIP: 92647 BUSINESS PHONE: (714) 500-2440 MAIL ADDRESS: STREET 1: 7755 CENTER AVENUE STREET 2: SUITE 300 CITY: HUNTINGTON BEACH STATE: CA ZIP: 92647 FORMER COMPANY: FORMER CONFORMED NAME: CHICAGO PIZZA & BREWERY INC DATE OF NAME CHANGE: 19960614 3 1 form313866007_08192024.xml OWNERSHIP DOCUMENT X0206 3 2024-08-05 0 0001013488 BJs RESTAURANTS INC BJRI 0001959730 Fund 1 Investments, LLC 100 CARR 115 UNIT 1900 RINCON PR 00677 PUERTO RICO 0 0 1 0 0001567434 Pleasant Lake Onshore Feeder Fund LP 100 CARR 115 UNIT 1900 RINCON PR 00677 PUERTO RICO 0 0 1 0 0001580144 Pleasant Lake Partners LLC 100 CARR 115 UNIT 1900 RINCON PR 00677 PUERTO RICO 0 0 1 0 Common stock, no par value 2318131 I See Footnotes Cash-Settled Total Return Swap 2026-03-04 Common stock, no par value 1147103 I See Footnotes Securities reported herein are held for the benefit of Pleasant Lake Onshore Feeder Fund, LP (the "PL Fund") for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC ("Fund 1") serves as managing member of PLP. Jonathan Lennon (together with Fund 1, PLP and PL Fund, the "Reporting Persons") serves as managing member of Fund 1. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein. Securities held for the account of PL Fund. The Reporting Persons have entered into cash-settled total return swaps (the "Swap Agreements") with an unaffiliated third-party financial institution, which provide the Reporting Persons with economic exposure to an aggregate of 1,147,103 notional shares. The Swap Agreements provide the Reporting Persons with economic results that are comparable to the economic results of ownership but do not provide the Reporting Persons with the power to vote or direct the voting or dispose of or direct the disposition of the shares of common stock that are the subject of the Swap Agreements (the "Subject Shares"). Each of the Reporting Persons disclaims beneficial ownership of the Subject Shares except to the extent of its or his pecuniary interest therein. The expiration date of the Swap Agreements will be automatically extended for successive 12 month periods unless one party provides written notice to the other party, at least 30 calendar days prior to the first extension and at least 15 calendar days prior to any subsequent extension, not to so extend the expiration date. /s/ Fund 1 Investments, LLC By: Benjamin C. Cable, Chief Operating Officer 2024-08-19 /s/ Pleasant Lake Onshore Feeder Fund, LP, by Pleasant Lake Partners LLC, its Investment Adviser, by Fund 1 Investments, LLC, its Managing Member By: Benjamin C. Cable, Chief Operating Officer 2024-08-19 /s/ Pleasant Lake Partners LLC, by Fund 1 Investments, LLC, its Managing Member By: Benjamin C. Cable, Chief Operating Officer 2024-08-19