0001567619-18-008437.txt : 20181220 0001567619-18-008437.hdr.sgml : 20181220 20181220154509 ACCESSION NUMBER: 0001567619-18-008437 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181219 FILED AS OF DATE: 20181220 DATE AS OF CHANGE: 20181220 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PHILLIPS KENNETH A CENTRAL INDEX KEY: 0001192468 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-28364 FILM NUMBER: 181246189 MAIL ADDRESS: STREET 1: P O BOX 269 STREET 2: 717 MAIN ST CITY: HONESDALE STATE: PA ZIP: 18431 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NORWOOD FINANCIAL CORP CENTRAL INDEX KEY: 0001013272 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 232828306 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 717 MAIN ST STREET 2: PO BOX 269 CITY: HONESDALE STATE: PA ZIP: 18431 BUSINESS PHONE: 7172531455 4 1 doc1.xml FORM 4 X0306 4 2018-12-19 0 0001013272 NORWOOD FINANCIAL CORP NWFL 0001192468 PHILLIPS KENNETH A 717 MAIN STREET HONESDALE PA 18431 1 0 0 0 Common Stock 2018-12-19 4 M 0 75 17.33 A 10006 D Common Stock 2018-12-20 5 G 0 75 0 D 9931 D Common Stock 105 I Restricted Stock Award Common Stock 180 I Restricted Stock Award Common Stock 315 I Restricted Stock Award Common Stock 40 I Restricted Stock Award Common Stock 700 I Restricted Stock Award Options - Right-to-Buy 17.33 2018-12-19 4 M 0 75 0 D 2010-12-31 2019-12-31 Common Stock 75 5275 D Award vests in five equal installments beginning on December 9, 2015 and annually thereafter during such periods of continued service as an Employee, Outside Director or Director Emeritus, as applicable. Award vests in five equal installments beginning on December 8, 2016 and annually thereafter during such periods of continued service as an Employee, Outside Director or Director Emeritus, as applicable. Award vests in five equal installments beginning on December 13, 2017 and annually thereafter during such periods of continued service as an Employee, Outside Director or Director Emeritus, as applicable. Award vests in five equal installments beginning on December 12, 2018 and annually thereafter during such periods of continued service as an Employee, Outside Director or Director Emeritus, as applicable. Award vests in five equal installments beginning on December 11, 2019 and annually thereafter during such periods of continued service as an Employee, Outside Director or Director Emeritus, as applicable. /s/ Kenneth A. Phillips, by William S. Lance, Attorney-in-Fact 2018-12-20