0001140361-17-046957.txt : 20171221 0001140361-17-046957.hdr.sgml : 20171221 20171221102933 ACCESSION NUMBER: 0001140361-17-046957 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171219 FILED AS OF DATE: 20171221 DATE AS OF CHANGE: 20171221 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PHILLIPS KENNETH A CENTRAL INDEX KEY: 0001192468 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-28364 FILM NUMBER: 171268402 MAIL ADDRESS: STREET 1: P O BOX 269 STREET 2: 717 MAIN ST CITY: HONESDALE STATE: PA ZIP: 18431 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NORWOOD FINANCIAL CORP CENTRAL INDEX KEY: 0001013272 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 232828306 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 717 MAIN ST STREET 2: PO BOX 269 CITY: HONESDALE STATE: PA ZIP: 18431 BUSINESS PHONE: 7172531455 4 1 doc1.xml FORM 4 X0306 4 2017-12-19 0 0001013272 NORWOOD FINANCIAL CORP NWFL 0001192468 PHILLIPS KENNETH A 717 MAIN STREET HONESDALE PA 18431 1 0 0 0 Common Stock 2017-12-19 4 G 0 150 0 D 9413 D Common Stock 210 I Restricted Stock Award Common Stock 270 I Restricted Stock Award Common Stock 420 I Restricted Stock Award Common Stock 50 I Restricted Stock Award Award vests in five equal installments beginning on December 9, 2015 and annually thereafter during such periods of continued service as an Employee, Outside Director or Director Emeritus, as applicable. Award vests in five equal installments beginning on December 8, 2016 and annually thereafter during such periods of continued service as an Employee, Outside Director or Director Emeritus, as applicable. Award vests in five equal installments beginning on December 13, 2017 and annually thereafter during such periods of continued service as an Employee, Outside Director or Director Emeritus, as applicable. Award vests in five equal installments beginning on December 12, 2018 and annually thereafter during such periods of continued service as an Employee, Outside Director or Director Emeritus, as applicable. /s/ Kenneth A. Phillips, by William S. Lance, Attorney-in-Fact 2017-12-20