0001140361-17-045026.txt : 20171205 0001140361-17-045026.hdr.sgml : 20171205 20171205144559 ACCESSION NUMBER: 0001140361-17-045026 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171205 FILED AS OF DATE: 20171205 DATE AS OF CHANGE: 20171205 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DAVIS WILLIAM W JR CENTRAL INDEX KEY: 0001192350 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-28364 FILM NUMBER: 171239398 MAIL ADDRESS: STREET 1: P O BOX 269 STREET 2: 717 MAIN ST CITY: HONESDALE STATE: PA ZIP: 18431 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NORWOOD FINANCIAL CORP CENTRAL INDEX KEY: 0001013272 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 232828306 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 717 MAIN ST STREET 2: PO BOX 269 CITY: HONESDALE STATE: PA ZIP: 18431 BUSINESS PHONE: 7172531455 4 1 doc1.xml FORM 4 X0306 4 2017-12-05 0 0001013272 NORWOOD FINANCIAL CORP NWFL 0001192350 DAVIS WILLIAM W JR 717 MAIN STREET HONESDALE PA 18431 1 1 0 0 Chairman of the Board Common Stock 2017-12-05 4 M 0 4158 16.67 A 43827 D Common Stock 2017-12-05 4 M 0 825 16.83 A 44652 D Common Stock 2017-12-05 4 M 0 825 16.65 A 45477 D Common Stock 2017-12-05 4 M 0 825 18.03 A 46302 D Common Stock 2017-12-05 4 M 0 750 17.93 A 47052 D Common Stock 2017-12-05 4 S 0 7383 30.50 D 39669 D Common Stock 6930 I Held in Trust Common Stock 315 I Restricted Stock Award Common Stock 360 I Restricted Stock Award Common Stock 525 I Restricted Stock Award Options Right to Buy 16.67 2017-12-05 4 M 0 4158 0 D 2009-12-31 2018-12-31 Common Stock 4158 3225 D Options Right to Buy 16.83 2017-12-05 4 M 0 825 0 D 2011-12-31 2020-12-31 Common Stock 825 2400 D Options Right to Buy 16.65 2017-12-05 4 M 0 825 0 D 2012-12-31 2021-12-31 Common Stock 825 1575 D Options Right to Buy 18.03 2017-12-05 4 M 0 825 0 D 2013-12-31 2022-12-31 Common Stock 825 750 D Options Right to Buy 17.93 2017-12-05 4 M 0 750 0 D 2014-12-31 2023-12-31 Common Stock 750 0 D Award vests in five equal installments beginning on December 9, 2015 and annually thereafter during such periods of continued service as an Employee, Outside Director or Director Emeritus, as applicable. Award vests in five equal installments beginning on December 8, 2016 and annually thereafter during such periods of continued service as an Employee, Outside Director or Director Emeritus, as applicable. Award vests in five equal installments beginning on December 13, 2017 and annually thereafter during such periods of continued service as an Employee, Outside Director or Director Emeritus, as applicable. /s/ William W. Davis, Jr., by William S. Lance, Attorney-in-fact 2017-12-05