0000899243-19-020812.txt : 20190801 0000899243-19-020812.hdr.sgml : 20190801 20190801152722 ACCESSION NUMBER: 0000899243-19-020812 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190730 FILED AS OF DATE: 20190801 DATE AS OF CHANGE: 20190801 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CRITELLI LEWIS J CENTRAL INDEX KEY: 0001192337 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-28364 FILM NUMBER: 19992425 MAIL ADDRESS: STREET 1: P O BOX 269 STREET 2: 717 MAIN ST CITY: HONESDALE STATE: PA ZIP: 18431 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NORWOOD FINANCIAL CORP CENTRAL INDEX KEY: 0001013272 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 232828306 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 717 MAIN ST STREET 2: PO BOX 269 CITY: HONESDALE STATE: PA ZIP: 18431 BUSINESS PHONE: 7172531455 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-07-30 0 0001013272 NORWOOD FINANCIAL CORP NWFL 0001192337 CRITELLI LEWIS J 717 MAIN STREET HONESDALE PA 18431 1 1 0 0 President & CEO Common Stock 2019-07-30 4 M 0 1056 17.33 A 21981 D Common Stock 2019-07-30 4 S 0 1056 35.10 D 20925 D Common Stock 2019-07-31 4 M 0 769 17.33 A 21694 D Common Stock 2019-07-31 4 S 0 769 35.30 D 20925 D Common Stock 2019-08-01 4 M 0 3125 17.33 A 21694 D Common Stock 2019-08-01 4 S 0 3125 35.19 D 20925 D Common Stock 25653 I ESOP Common Stock 750 I Restricted Stock Award Common Stock 750 I Restricted Stock Award Common Stock 1800 I Restricted Stock Award Common Stock 2400 I Restricted Stock Award Common Stock 2500 I Restricted Stock Award Option Right-to-Buy 17.33 2019-07-30 4 M 0 1056 0.00 D 2010-12-31 2019-12-31 Common Stock 1056 25719 D Option Right-to-Buy 17.33 2019-07-31 4 M 0 769 0.00 D 2010-12-31 2019-12-31 Common Stock 769 24950 D Option Right-to-Buy 17.33 2019-08-01 4 M 0 3125 0.00 D 2010-12-31 2019-12-31 Common Stock 3125 21825 D Award vests in five equal installments beginning on December 9, 2015 and annually thereafter during such periods of continued service as an Employee, Outside Director or Director Emeritus, as applicable. Award vests in five equal installments beginning on December 8, 2016 and annually thereafter during such periods of continued service as an Employee, Outside Director or Director Emeritus, as applicable. Award vests in five equal installments beginning on December 13, 2017 and annually thereafter during such periods of continued service as an Employee, Outside Director or Director Emeritus, as applicable. Award vests in five equal installments beginning on December 12, 2018 and annually thereafter during such periods of continued service as an Employee, Outside Director or Director Emeritus, as applicable. Award vests in five equal installments beginning on December 11, 2019 and annually thereafter during such periods of continued service as an Employee, Outside Director or Director Emeritus, as applicable. /s/ Lewis J. Critelli by William S. Lance, Attorney-in-Fact 2019-08-01