0001457518-11-000001.txt : 20110711 0001457518-11-000001.hdr.sgml : 20110711 20110711125906 ACCESSION NUMBER: 0001457518-11-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110707 FILED AS OF DATE: 20110711 DATE AS OF CHANGE: 20110711 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ARADIGM CORP CENTRAL INDEX KEY: 0001013238 STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845] IRS NUMBER: 943133088 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3929 POINT EDEN WAY CITY: HAYWARD STATE: CA ZIP: 94545 BUSINESS PHONE: 5102659000 MAIL ADDRESS: STREET 1: 3929 POINT EDEN WAY CITY: HAYWARD STATE: CA ZIP: 94545 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: First Eagle Value in Biotechnology Master Fund, Ltd. CENTRAL INDEX KEY: 0001457518 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-28402 FILM NUMBER: 11961276 BUSINESS ADDRESS: STREET 1: C/O ASB ADVISERS, LLC, GENERAL COUNSEL STREET 2: 1345 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10105 BUSINESS PHONE: 1 212- 698-3000 MAIL ADDRESS: STREET 1: C/O ASB ADVISERS, LLC, GENERAL COUNSEL STREET 2: 1345 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10105 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: 21 APRIL FUND LP CENTRAL INDEX KEY: 0001459688 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-28402 FILM NUMBER: 11961275 BUSINESS ADDRESS: STREET 1: FIRST EAGLE INVESTMENT MANAGEMENT, LLC STREET 2: 1345 AVENUE OF THE AMERICAS, 44TH FLOOR CITY: New York STATE: NY ZIP: 10105 BUSINESS PHONE: 212-698-3101 MAIL ADDRESS: STREET 1: FIRST EAGLE INVESTMENT MANAGEMENT, LLC STREET 2: 1345 AVENUE OF THE AMERICAS, 44TH FLOOR CITY: New York STATE: NY ZIP: 10105 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: 21 APRIL FUND LTD CENTRAL INDEX KEY: 0001459708 STATE OF INCORPORATION: E9 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-28402 FILM NUMBER: 11961274 BUSINESS ADDRESS: STREET 1: Citco Fund Services (Cayman Islands) Ltd STREET 2: Regatta Office Park West Bay Road CITY: GRAND CAYMAN STATE: E9 ZIP: KY1-1205 BUSINESS PHONE: 345-949-3977 MAIL ADDRESS: STREET 1: Citco Fund Services (Cayman Islands) Ltd STREET 2: Regatta Office Park West Bay Road CITY: GRAND CAYMAN STATE: E9 ZIP: KY1-1205 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DEF Associates N.V. CENTRAL INDEX KEY: 0001459975 STATE OF INCORPORATION: P8 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-28402 FILM NUMBER: 11961277 BUSINESS ADDRESS: STREET 1: C/O CITCO FUND SERVICES (CURACAO) N.V. STREET 2: KAYA FLAMBOYAN 9, P.O. BOX 812 CITY: CURACAO STATE: P8 ZIP: 00000 BUSINESS PHONE: 599-9-732-2222 MAIL ADDRESS: STREET 1: C/O CITCO FUND SERVICES (CURACAO) N.V. STREET 2: KAYA FLAMBOYAN 9, P.O. BOX 812 CITY: CURACAO STATE: P8 ZIP: 00000 FORMER NAME: FORMER CONFORMED NAME: DEF Associates N V DATE OF NAME CHANGE: 20090326 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DEF Associates LP CENTRAL INDEX KEY: 0001506964 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-28402 FILM NUMBER: 11961273 BUSINESS ADDRESS: STREET 1: 1345 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10105 BUSINESS PHONE: 212-698-3300 MAIL ADDRESS: STREET 1: 1345 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10105 4 1 primary_doc.xml PRIMARY DOCUMENT X0303 4 2011-07-07 0 0001013238 ARADIGM CORP ARDM 0001457518 First Eagle Value in Biotechnology Master Fund, Ltd. C/O FIRST EAGLE INVESTMENT MANAGEMENT 1345 AVENUE OF THE AMERICAS NEW YORK NY 10105 0 0 1 1 See Footnote below 0001459688 21 APRIL FUND LP C/O FIRST EAGLE INVESTMENT MANAGEMENT 1345 AVENUE OF THE AMERICAS NEW YORK NY 10105 0 0 1 1 See Footnote below 0001459708 21 APRIL FUND LTD C/O FIRST EAGLE INVESTMENT MANAGEMENT 1345 AVENUE OF THE AMERICAS NEW YORK NY 10105 0 0 1 1 See Footnote below 0001506964 DEF Associates LP C/O FIRST EAGLE INVESTMENT MANAGEMENT 1345 AVENUE OF THE AMERICAS NEW YORK NY 10105 0 0 1 1 See Footnote below 0001459975 DEF Associates N.V. C/O FIRST EAGLE INVESTMENT MANAGEMENT 1345 AVENUE OF THE AMERICAS NEW YORK NY 10105 0 0 1 1 See Footnote below Common Stock 2011-07-07 4 P 0 10625000 0.19 A 71357909 I See Footnote 1 Consists of 5,312,500 shares purchased by First Eagle Value in Biotechnology Master Fund, Ltd. ("FEVIBMF"), 1,000,000 shares purchased by 21 April Fund, LP ("21 April LP"), 2,718,750 shares purchased by 21 April Fund, Ltd. ("21 April Ltd."), 1,193,750 shares purchased by DEF Associates N.V. ("DEF Associates Offshore") and 400,000 shares purchased by DEF Associates LP ("DEF Associates Onshore" and, together with FEVIBMF, 21 April LP, 21 April Ltd. and DEF Associates Offshore, the "Funds"). The Funds may be deemed to be members of a Section 13(d) group owning more than 10% of the issuer's outstanding common stock. Each of the Funds disclaims Section 16 beneficial ownership of the reported securities, and this report shall not be deemed an admission that any such Fund is the beneficial owner of such securities, except to the extent of its pecuniary interest therein. /s/Dan DeClue 2011-07-11 /s/Dan DeClue 2011-07-11 /s/Dan DeClue 2011-07-11 /s/Dan DeClue 2011-07-11 /s/Dan DeClue 2011-07-11