0001457518-11-000001.txt : 20110711
0001457518-11-000001.hdr.sgml : 20110711
20110711125906
ACCESSION NUMBER: 0001457518-11-000001
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110707
FILED AS OF DATE: 20110711
DATE AS OF CHANGE: 20110711
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ARADIGM CORP
CENTRAL INDEX KEY: 0001013238
STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845]
IRS NUMBER: 943133088
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3929 POINT EDEN WAY
CITY: HAYWARD
STATE: CA
ZIP: 94545
BUSINESS PHONE: 5102659000
MAIL ADDRESS:
STREET 1: 3929 POINT EDEN WAY
CITY: HAYWARD
STATE: CA
ZIP: 94545
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: First Eagle Value in Biotechnology Master Fund, Ltd.
CENTRAL INDEX KEY: 0001457518
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-28402
FILM NUMBER: 11961276
BUSINESS ADDRESS:
STREET 1: C/O ASB ADVISERS, LLC, GENERAL COUNSEL
STREET 2: 1345 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10105
BUSINESS PHONE: 1 212- 698-3000
MAIL ADDRESS:
STREET 1: C/O ASB ADVISERS, LLC, GENERAL COUNSEL
STREET 2: 1345 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10105
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: 21 APRIL FUND LP
CENTRAL INDEX KEY: 0001459688
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-28402
FILM NUMBER: 11961275
BUSINESS ADDRESS:
STREET 1: FIRST EAGLE INVESTMENT MANAGEMENT, LLC
STREET 2: 1345 AVENUE OF THE AMERICAS, 44TH FLOOR
CITY: New York
STATE: NY
ZIP: 10105
BUSINESS PHONE: 212-698-3101
MAIL ADDRESS:
STREET 1: FIRST EAGLE INVESTMENT MANAGEMENT, LLC
STREET 2: 1345 AVENUE OF THE AMERICAS, 44TH FLOOR
CITY: New York
STATE: NY
ZIP: 10105
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: 21 APRIL FUND LTD
CENTRAL INDEX KEY: 0001459708
STATE OF INCORPORATION: E9
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-28402
FILM NUMBER: 11961274
BUSINESS ADDRESS:
STREET 1: Citco Fund Services (Cayman Islands) Ltd
STREET 2: Regatta Office Park West Bay Road
CITY: GRAND CAYMAN
STATE: E9
ZIP: KY1-1205
BUSINESS PHONE: 345-949-3977
MAIL ADDRESS:
STREET 1: Citco Fund Services (Cayman Islands) Ltd
STREET 2: Regatta Office Park West Bay Road
CITY: GRAND CAYMAN
STATE: E9
ZIP: KY1-1205
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DEF Associates N.V.
CENTRAL INDEX KEY: 0001459975
STATE OF INCORPORATION: P8
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-28402
FILM NUMBER: 11961277
BUSINESS ADDRESS:
STREET 1: C/O CITCO FUND SERVICES (CURACAO) N.V.
STREET 2: KAYA FLAMBOYAN 9, P.O. BOX 812
CITY: CURACAO
STATE: P8
ZIP: 00000
BUSINESS PHONE: 599-9-732-2222
MAIL ADDRESS:
STREET 1: C/O CITCO FUND SERVICES (CURACAO) N.V.
STREET 2: KAYA FLAMBOYAN 9, P.O. BOX 812
CITY: CURACAO
STATE: P8
ZIP: 00000
FORMER NAME:
FORMER CONFORMED NAME: DEF Associates N V
DATE OF NAME CHANGE: 20090326
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DEF Associates LP
CENTRAL INDEX KEY: 0001506964
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-28402
FILM NUMBER: 11961273
BUSINESS ADDRESS:
STREET 1: 1345 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10105
BUSINESS PHONE: 212-698-3300
MAIL ADDRESS:
STREET 1: 1345 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10105
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0303
4
2011-07-07
0
0001013238
ARADIGM CORP
ARDM
0001457518
First Eagle Value in Biotechnology Master Fund, Ltd.
C/O FIRST EAGLE INVESTMENT MANAGEMENT
1345 AVENUE OF THE AMERICAS
NEW YORK
NY
10105
0
0
1
1
See Footnote below
0001459688
21 APRIL FUND LP
C/O FIRST EAGLE INVESTMENT MANAGEMENT
1345 AVENUE OF THE AMERICAS
NEW YORK
NY
10105
0
0
1
1
See Footnote below
0001459708
21 APRIL FUND LTD
C/O FIRST EAGLE INVESTMENT MANAGEMENT
1345 AVENUE OF THE AMERICAS
NEW YORK
NY
10105
0
0
1
1
See Footnote below
0001506964
DEF Associates LP
C/O FIRST EAGLE INVESTMENT MANAGEMENT
1345 AVENUE OF THE AMERICAS
NEW YORK
NY
10105
0
0
1
1
See Footnote below
0001459975
DEF Associates N.V.
C/O FIRST EAGLE INVESTMENT MANAGEMENT
1345 AVENUE OF THE AMERICAS
NEW YORK
NY
10105
0
0
1
1
See Footnote below
Common Stock
2011-07-07
4
P
0
10625000
0.19
A
71357909
I
See Footnote 1
Consists of 5,312,500 shares purchased by First Eagle Value in Biotechnology Master Fund, Ltd. ("FEVIBMF"), 1,000,000 shares purchased by 21 April Fund, LP ("21 April LP"), 2,718,750 shares purchased by 21 April Fund, Ltd. ("21 April Ltd."), 1,193,750 shares purchased by DEF Associates N.V. ("DEF Associates Offshore") and 400,000 shares purchased by DEF Associates LP ("DEF Associates Onshore" and, together with FEVIBMF, 21 April LP, 21 April Ltd. and DEF Associates Offshore, the "Funds"). The Funds may be deemed to be members of a Section 13(d) group owning more than 10% of the issuer's outstanding common stock. Each of the Funds disclaims Section 16 beneficial ownership of the reported securities, and this report shall not be deemed an admission that any such Fund is the beneficial owner of such securities, except to the extent of its pecuniary interest therein.
/s/Dan DeClue
2011-07-11
/s/Dan DeClue
2011-07-11
/s/Dan DeClue
2011-07-11
/s/Dan DeClue
2011-07-11
/s/Dan DeClue
2011-07-11