0001209191-16-110105.txt : 20160322
0001209191-16-110105.hdr.sgml : 20160322
20160322193504
ACCESSION NUMBER: 0001209191-16-110105
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160318
FILED AS OF DATE: 20160322
DATE AS OF CHANGE: 20160322
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ARADIGM CORP
CENTRAL INDEX KEY: 0001013238
STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845]
IRS NUMBER: 943133088
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3929 POINT EDEN WAY
CITY: HAYWARD
STATE: CA
ZIP: 94545
BUSINESS PHONE: 5102659000
MAIL ADDRESS:
STREET 1: 3929 POINT EDEN WAY
CITY: HAYWARD
STATE: CA
ZIP: 94545
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Froehlich Juergen Kurt
CENTRAL INDEX KEY: 0001595277
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36480
FILM NUMBER: 161522143
MAIL ADDRESS:
STREET 1: 19 PRESCOTT STREET
CITY: NEWTON
STATE: MA
ZIP: 02460
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2016-03-18
0
0001013238
ARADIGM CORP
ARDM
0001595277
Froehlich Juergen Kurt
C/O ARADIGM CORP
3929 POINT EDEN WAY
HAYWARD
CA
94545
0
1
0
0
Chief Medical Officer
Common Stock
2016-03-18
2016-03-18
4
A
0
15000
4.04
A
86308
D
Stock Option (Right to Buy)
4.04
2016-03-18
4
A
0
13000
A
2026-03-17
Common Stock
13000
13000
D
Restricted stock award subject to repurchase by the Company, which repurchase right lapses quarterly over four years from March 18, 2016.
Stock option vests in equal quarterly installments over four years, vesting start date of 3/18/2016.
Inapplicable
Juergen Froehlich, By: /s/Nancy Pecota, Attorney-in-Fact
2016-03-22