0001209191-16-110105.txt : 20160322 0001209191-16-110105.hdr.sgml : 20160322 20160322193504 ACCESSION NUMBER: 0001209191-16-110105 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160318 FILED AS OF DATE: 20160322 DATE AS OF CHANGE: 20160322 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ARADIGM CORP CENTRAL INDEX KEY: 0001013238 STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845] IRS NUMBER: 943133088 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3929 POINT EDEN WAY CITY: HAYWARD STATE: CA ZIP: 94545 BUSINESS PHONE: 5102659000 MAIL ADDRESS: STREET 1: 3929 POINT EDEN WAY CITY: HAYWARD STATE: CA ZIP: 94545 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Froehlich Juergen Kurt CENTRAL INDEX KEY: 0001595277 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36480 FILM NUMBER: 161522143 MAIL ADDRESS: STREET 1: 19 PRESCOTT STREET CITY: NEWTON STATE: MA ZIP: 02460 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-03-18 0 0001013238 ARADIGM CORP ARDM 0001595277 Froehlich Juergen Kurt C/O ARADIGM CORP 3929 POINT EDEN WAY HAYWARD CA 94545 0 1 0 0 Chief Medical Officer Common Stock 2016-03-18 2016-03-18 4 A 0 15000 4.04 A 86308 D Stock Option (Right to Buy) 4.04 2016-03-18 4 A 0 13000 A 2026-03-17 Common Stock 13000 13000 D Restricted stock award subject to repurchase by the Company, which repurchase right lapses quarterly over four years from March 18, 2016. Stock option vests in equal quarterly installments over four years, vesting start date of 3/18/2016. Inapplicable Juergen Froehlich, By: /s/Nancy Pecota, Attorney-in-Fact 2016-03-22