0001209191-16-094286.txt : 20160129 0001209191-16-094286.hdr.sgml : 20160129 20160129201140 ACCESSION NUMBER: 0001209191-16-094286 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160128 FILED AS OF DATE: 20160129 DATE AS OF CHANGE: 20160129 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ARADIGM CORP CENTRAL INDEX KEY: 0001013238 STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845] IRS NUMBER: 943133088 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3929 POINT EDEN WAY CITY: HAYWARD STATE: CA ZIP: 94545 BUSINESS PHONE: 5102659000 MAIL ADDRESS: STREET 1: 3929 POINT EDEN WAY CITY: HAYWARD STATE: CA ZIP: 94545 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Froehlich Juergen Kurt CENTRAL INDEX KEY: 0001595277 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36480 FILM NUMBER: 161375132 MAIL ADDRESS: STREET 1: 19 PRESCOTT STREET CITY: NEWTON STATE: MA ZIP: 02460 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-01-28 0 0001013238 ARADIGM CORP ARDM 0001595277 Froehlich Juergen Kurt C/O ARADIGM CORP 3929 POINT EDEN WAY HAYWARD CA 94545 0 1 0 0 Chief Medical Officer Common Stock 2015-04-01 5 J 0 E 2746 5.37 A 17307 D Common Stock 2015-10-01 5 J 0 E 1 5.64 A 17308 D Common Stock 2016-01-28 4 A 0 54000 0.00 A 71308 D Shares acquired under Aradigm Corporation's Employee Stock Purchase Plan. The restricted stock vests on January 28, 2018. Juergen Froehlich By:/s/Nancy Pecota, Attorney-in-Fact 2016-01-29