0001209191-15-069830.txt : 20150908 0001209191-15-069830.hdr.sgml : 20150907 20150908191614 ACCESSION NUMBER: 0001209191-15-069830 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150901 FILED AS OF DATE: 20150908 DATE AS OF CHANGE: 20150908 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ARADIGM CORP CENTRAL INDEX KEY: 0001013238 STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845] IRS NUMBER: 943133088 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3929 POINT EDEN WAY CITY: HAYWARD STATE: CA ZIP: 94545 BUSINESS PHONE: 5102659000 MAIL ADDRESS: STREET 1: 3929 POINT EDEN WAY CITY: HAYWARD STATE: CA ZIP: 94545 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PECOTA NANCY E CENTRAL INDEX KEY: 0001445342 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36480 FILM NUMBER: 151097756 MAIL ADDRESS: STREET 1: ARADIGM CORPORATION STREET 2: 3929 POINT EDEN WAY CITY: HAYWARD STATE: CA ZIP: 94545 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2015-09-01 0 0001013238 ARADIGM CORP ARDM 0001445342 PECOTA NANCY E ARADIGM CORPORATION 3929 POINT EDEN WAY HAYWARD CA 94545 0 1 0 0 VP and CFO Stock Option (Right to Buy) 9.60 2015-09-01 5 J 0 E 37500 D 2024-02-13 Common Stock 37500 0 D Stock Option (Right to Buy) 9.60 2015-09-01 5 J 0 E 8750 D 2024-02-13 Common Stock 8750 0 D Stock Option (Right to Buy) 9.60 2015-09-01 5 A 0 E 37499 A 2024-02-13 Common Stock 37499 37499 D Stock Option (Right to Buy) 9.60 2015-09-01 5 A 0 E 8749 A 2024-02-13 Common Stock 8749 8749 D Cancellation of Stock Option granted under the now expired Aradigm Corporation 2005 Equity Incentive Plan. Inapplicable. Granted under Aradigm Corporation 2015 Equity Incentive Plan. One share difference in shares granted versus shares cancelled is due to ISO limits and rounding. Stock option vests 100% upon the satisfaction of certain conditions. /s/Nancy Pecota 2015-09-08