0001209191-15-069830.txt : 20150908
0001209191-15-069830.hdr.sgml : 20150907
20150908191614
ACCESSION NUMBER: 0001209191-15-069830
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150901
FILED AS OF DATE: 20150908
DATE AS OF CHANGE: 20150908
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ARADIGM CORP
CENTRAL INDEX KEY: 0001013238
STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845]
IRS NUMBER: 943133088
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3929 POINT EDEN WAY
CITY: HAYWARD
STATE: CA
ZIP: 94545
BUSINESS PHONE: 5102659000
MAIL ADDRESS:
STREET 1: 3929 POINT EDEN WAY
CITY: HAYWARD
STATE: CA
ZIP: 94545
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: PECOTA NANCY E
CENTRAL INDEX KEY: 0001445342
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36480
FILM NUMBER: 151097756
MAIL ADDRESS:
STREET 1: ARADIGM CORPORATION
STREET 2: 3929 POINT EDEN WAY
CITY: HAYWARD
STATE: CA
ZIP: 94545
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2015-09-01
0
0001013238
ARADIGM CORP
ARDM
0001445342
PECOTA NANCY E
ARADIGM CORPORATION
3929 POINT EDEN WAY
HAYWARD
CA
94545
0
1
0
0
VP and CFO
Stock Option (Right to Buy)
9.60
2015-09-01
5
J
0
E
37500
D
2024-02-13
Common Stock
37500
0
D
Stock Option (Right to Buy)
9.60
2015-09-01
5
J
0
E
8750
D
2024-02-13
Common Stock
8750
0
D
Stock Option (Right to Buy)
9.60
2015-09-01
5
A
0
E
37499
A
2024-02-13
Common Stock
37499
37499
D
Stock Option (Right to Buy)
9.60
2015-09-01
5
A
0
E
8749
A
2024-02-13
Common Stock
8749
8749
D
Cancellation of Stock Option granted under the now expired Aradigm Corporation 2005 Equity Incentive Plan.
Inapplicable.
Granted under Aradigm Corporation 2015 Equity Incentive Plan.
One share difference in shares granted versus shares cancelled is due to ISO limits and rounding.
Stock option vests 100% upon the satisfaction of certain conditions.
/s/Nancy Pecota
2015-09-08