0001209191-15-069825.txt : 20150908 0001209191-15-069825.hdr.sgml : 20150907 20150908191208 ACCESSION NUMBER: 0001209191-15-069825 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150901 FILED AS OF DATE: 20150908 DATE AS OF CHANGE: 20150908 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ARADIGM CORP CENTRAL INDEX KEY: 0001013238 STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845] IRS NUMBER: 943133088 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3929 POINT EDEN WAY CITY: HAYWARD STATE: CA ZIP: 94545 BUSINESS PHONE: 5102659000 MAIL ADDRESS: STREET 1: 3929 POINT EDEN WAY CITY: HAYWARD STATE: CA ZIP: 94545 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GONDA IGOR CENTRAL INDEX KEY: 0001247692 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36480 FILM NUMBER: 151097749 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2015-09-01 0 0001013238 ARADIGM CORP ARDM 0001247692 GONDA IGOR C/O ARADIGM CORP 3929 POINT EDEN WAY HAYWARD CA 94545 1 1 0 0 Chief Executive Officer Stock Option (Right to Buy) 9.60 2015-09-01 5 J 0 E 62500 D 2024-02-13 Common Stock 62500 0 D Stock Option (Right to Buy) 9.60 2015-09-01 5 J 0 E 12500 D 2024-02-12 Common Stock 12500 0 D Stock Option (Right to Buy) 9.60 2015-09-01 5 A 0 E 62500 A 2024-02-13 Common Stock 62500 62500 D StockOption (Right to Buy) 9.60 2015-09-01 5 A 0 E 12500 A 2024-02-12 Common Stock 12500 12500 D Cancellation of Stock Option granted under the now expired Aradigm Corporation 2005 Equity Incentive Plan. Inapplicable. Cancellation of stand-alone stock option grant. Granted under Aradigm Corporation 2015 Equity Incentive Plan. Stock option vests 100% upon the satisfaction of certain conditions. Igor Gonda, By: /s/Nancy Pecota, Attorney-in-Fact 2015-09-08