0001209191-15-027284.txt : 20150317 0001209191-15-027284.hdr.sgml : 20150317 20150317194440 ACCESSION NUMBER: 0001209191-15-027284 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150313 FILED AS OF DATE: 20150317 DATE AS OF CHANGE: 20150317 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ARADIGM CORP CENTRAL INDEX KEY: 0001013238 STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845] IRS NUMBER: 943133088 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3929 POINT EDEN WAY CITY: HAYWARD STATE: CA ZIP: 94545 BUSINESS PHONE: 5102659000 MAIL ADDRESS: STREET 1: 3929 POINT EDEN WAY CITY: HAYWARD STATE: CA ZIP: 94545 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PECOTA NANCY E CENTRAL INDEX KEY: 0001445342 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36480 FILM NUMBER: 15708457 MAIL ADDRESS: STREET 1: ARADIGM CORPORATION STREET 2: 3929 POINT EDEN WAY CITY: HAYWARD STATE: CA ZIP: 94545 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2015-03-13 0 0001013238 ARADIGM CORP ARDM 0001445342 PECOTA NANCY E ARADIGM CORPORATION 3929 POINT EDEN WAY HAYWARD CA 94545 0 1 0 0 VP and CFO Stock Option (Right to Buy) 7.19 2015-03-13 2015-03-13 4 A 0 20750 A 2025-03-13 Common Stock 20750 20750 D Option vests as to 33-1/3% of the shares on the one-year anniversary of the vesting start date of 3/13/2015 with the remaining shares vesting quarterly over two years thereafter Inapplicable /s/Nancy Pecota 2015-03-17