0001209191-14-063844.txt : 20141017
0001209191-14-063844.hdr.sgml : 20141017
20141017164510
ACCESSION NUMBER: 0001209191-14-063844
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20141016
FILED AS OF DATE: 20141017
DATE AS OF CHANGE: 20141017
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ARADIGM CORP
CENTRAL INDEX KEY: 0001013238
STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845]
IRS NUMBER: 943133088
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3929 POINT EDEN WAY
CITY: HAYWARD
STATE: CA
ZIP: 94545
BUSINESS PHONE: 5102659000
MAIL ADDRESS:
STREET 1: 3929 POINT EDEN WAY
CITY: HAYWARD
STATE: CA
ZIP: 94545
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Froehlich Juergen Kurt
CENTRAL INDEX KEY: 0001595277
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36480
FILM NUMBER: 141162289
MAIL ADDRESS:
STREET 1: 19 PRESCOTT STREET
CITY: NEWTON
STATE: MA
ZIP: 02460
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2014-10-16
0
0001013238
ARADIGM CORP
ARDM
0001595277
Froehlich Juergen Kurt
C/O ARADIGM CORP
3929 POINT EDEN WAY
HAYWARD
CA
94545
0
1
0
0
Chief Medical Officer
Stock Option (Right to Buy)
7.89
2014-10-16
4
A
0
38500
A
2024-10-16
Common Stock
38500
38500
D
Option vests over four years with 25% of the shares vesting on the one-year anniversary and 1/48th of the shares vesting monthly thereafter.
Inapplicable
Juergen Froehlich,
By: /s/Nancy Pecota, Attorney-in-Fact
2014-10-17