0001209191-14-063844.txt : 20141017 0001209191-14-063844.hdr.sgml : 20141017 20141017164510 ACCESSION NUMBER: 0001209191-14-063844 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141016 FILED AS OF DATE: 20141017 DATE AS OF CHANGE: 20141017 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ARADIGM CORP CENTRAL INDEX KEY: 0001013238 STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845] IRS NUMBER: 943133088 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3929 POINT EDEN WAY CITY: HAYWARD STATE: CA ZIP: 94545 BUSINESS PHONE: 5102659000 MAIL ADDRESS: STREET 1: 3929 POINT EDEN WAY CITY: HAYWARD STATE: CA ZIP: 94545 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Froehlich Juergen Kurt CENTRAL INDEX KEY: 0001595277 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36480 FILM NUMBER: 141162289 MAIL ADDRESS: STREET 1: 19 PRESCOTT STREET CITY: NEWTON STATE: MA ZIP: 02460 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2014-10-16 0 0001013238 ARADIGM CORP ARDM 0001595277 Froehlich Juergen Kurt C/O ARADIGM CORP 3929 POINT EDEN WAY HAYWARD CA 94545 0 1 0 0 Chief Medical Officer Stock Option (Right to Buy) 7.89 2014-10-16 4 A 0 38500 A 2024-10-16 Common Stock 38500 38500 D Option vests over four years with 25% of the shares vesting on the one-year anniversary and 1/48th of the shares vesting monthly thereafter. Inapplicable Juergen Froehlich, By: /s/Nancy Pecota, Attorney-in-Fact 2014-10-17