0001209191-12-046529.txt : 20120924 0001209191-12-046529.hdr.sgml : 20120924 20120924165340 ACCESSION NUMBER: 0001209191-12-046529 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120920 FILED AS OF DATE: 20120924 DATE AS OF CHANGE: 20120924 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PECOTA NANCY E CENTRAL INDEX KEY: 0001445342 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-28402 FILM NUMBER: 121106966 MAIL ADDRESS: STREET 1: ARADIGM CORPORATION STREET 2: 3929 POINT EDEN WAY CITY: HAYWARD STATE: CA ZIP: 94545 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ARADIGM CORP CENTRAL INDEX KEY: 0001013238 STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845] IRS NUMBER: 943133088 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3929 POINT EDEN WAY CITY: HAYWARD STATE: CA ZIP: 94545 BUSINESS PHONE: 5102659000 MAIL ADDRESS: STREET 1: 3929 POINT EDEN WAY CITY: HAYWARD STATE: CA ZIP: 94545 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2012-09-20 0 0001013238 ARADIGM CORP ARDM 0001445342 PECOTA NANCY E ARADIGM CORPORATION 3929 POINT EDEN WAY HAYWARD CA 94545 0 1 0 0 VP and CFO Common Stock 2012-09-20 4 A 0 325000 0.13 A 1047062 D Represents grant of stock that will be 100% vested on September 20, 2013. Includes shares of unvested Restricted Stock. /s/ Nancy Pecota 2012-09-24