0001209191-12-031280.txt : 20120530 0001209191-12-031280.hdr.sgml : 20120530 20120530203327 ACCESSION NUMBER: 0001209191-12-031280 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120525 FILED AS OF DATE: 20120530 DATE AS OF CHANGE: 20120530 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BARKER FRANK H CENTRAL INDEX KEY: 0001230807 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-28402 FILM NUMBER: 12879051 MAIL ADDRESS: STREET 1: C/O ARADIGM CORP STREET 2: 3929 POINT EDEN WAY CITY: MAYWARD STATE: CA ZIP: 94545 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ARADIGM CORP CENTRAL INDEX KEY: 0001013238 STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845] IRS NUMBER: 943133088 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3929 POINT EDEN WAY CITY: HAYWARD STATE: CA ZIP: 94545 BUSINESS PHONE: 5102659000 MAIL ADDRESS: STREET 1: 3929 POINT EDEN WAY CITY: HAYWARD STATE: CA ZIP: 94545 4 1 doc4.xml FORM 4 SUBMISSION X0305 4 2012-05-25 0 0001013238 ARADIGM CORP ARDM 0001230807 BARKER FRANK H C/O ARADIGM CORP 3929 POINT EDEN WAY HAYWARD CA 94545 1 0 0 0 Common Stock 2012-05-25 4 A 0 200000 0.00 A 741645 D Stock Option (right to buy) 0.15 2012-05-25 4 A 0 140000 A 2022-05-25 Common Stock 140000 140000 D Represents grant of restricted stock that vests in four equal quarterly installments over one year from May 25, 2012. The non-qualified stock option vests in four equal quarterly installments over one year from May 25, 2012. Inapplicable. Frank H. Barker, By: /s/ Nancy Pecota, Attorney-in-Fact 2012-05-30