0001209191-11-031995.txt : 20110531
0001209191-11-031995.hdr.sgml : 20110530
20110531200211
ACCESSION NUMBER: 0001209191-11-031995
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110526
FILED AS OF DATE: 20110531
DATE AS OF CHANGE: 20110531
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BARKER FRANK H
CENTRAL INDEX KEY: 0001230807
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-28402
FILM NUMBER: 11883177
MAIL ADDRESS:
STREET 1: C/O ARADIGM CORP
STREET 2: 3929 POINT EDEN WAY
CITY: MAYWARD
STATE: CA
ZIP: 94545
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ARADIGM CORP
CENTRAL INDEX KEY: 0001013238
STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845]
IRS NUMBER: 943133088
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3929 POINT EDEN WAY
CITY: HAYWARD
STATE: CA
ZIP: 94545
BUSINESS PHONE: 5102659000
MAIL ADDRESS:
STREET 1: 3929 POINT EDEN WAY
CITY: HAYWARD
STATE: CA
ZIP: 94545
4
1
doc4.xml
FORM 4 SUBMISSION
X0303
4
2011-05-26
0
0001013238
ARADIGM CORP
ARDM
0001230807
BARKER FRANK H
C/O ARADIGM CORP
3929 POINT EDEN WAY
HAYWARD
CA
94545
1
0
0
0
Common Stock
2011-05-26
4
A
0
157895
0.00
A
541645
D
Stock Option (right to buy)
0.19
2011-05-26
4
A
0
100000
A
2021-05-26
Common Stock
100000
485000
D
The stock vests in equal quarterly installments over one year from May 26, 2011.
The stock option vests in equal quarterly installments over one year from May 26, 2011.
Inapplicable.
Frank H. Barker, By: /s/ Nancy Pecota, Attorney-in-Fact
2011-05-31