0001209191-11-031995.txt : 20110531 0001209191-11-031995.hdr.sgml : 20110530 20110531200211 ACCESSION NUMBER: 0001209191-11-031995 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110526 FILED AS OF DATE: 20110531 DATE AS OF CHANGE: 20110531 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BARKER FRANK H CENTRAL INDEX KEY: 0001230807 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-28402 FILM NUMBER: 11883177 MAIL ADDRESS: STREET 1: C/O ARADIGM CORP STREET 2: 3929 POINT EDEN WAY CITY: MAYWARD STATE: CA ZIP: 94545 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ARADIGM CORP CENTRAL INDEX KEY: 0001013238 STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845] IRS NUMBER: 943133088 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3929 POINT EDEN WAY CITY: HAYWARD STATE: CA ZIP: 94545 BUSINESS PHONE: 5102659000 MAIL ADDRESS: STREET 1: 3929 POINT EDEN WAY CITY: HAYWARD STATE: CA ZIP: 94545 4 1 doc4.xml FORM 4 SUBMISSION X0303 4 2011-05-26 0 0001013238 ARADIGM CORP ARDM 0001230807 BARKER FRANK H C/O ARADIGM CORP 3929 POINT EDEN WAY HAYWARD CA 94545 1 0 0 0 Common Stock 2011-05-26 4 A 0 157895 0.00 A 541645 D Stock Option (right to buy) 0.19 2011-05-26 4 A 0 100000 A 2021-05-26 Common Stock 100000 485000 D The stock vests in equal quarterly installments over one year from May 26, 2011. The stock option vests in equal quarterly installments over one year from May 26, 2011. Inapplicable. Frank H. Barker, By: /s/ Nancy Pecota, Attorney-in-Fact 2011-05-31