0001209191-11-031994.txt : 20110531 0001209191-11-031994.hdr.sgml : 20110530 20110531195729 ACCESSION NUMBER: 0001209191-11-031994 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110526 FILED AS OF DATE: 20110531 DATE AS OF CHANGE: 20110531 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SIEBERT JOHN M CENTRAL INDEX KEY: 0001190558 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-28402 FILM NUMBER: 11883174 MAIL ADDRESS: STREET 1: 1000 VALLEY VIEW ROAD CITY: EDEN PRAIRIA STATE: MN ZIP: 65344 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ARADIGM CORP CENTRAL INDEX KEY: 0001013238 STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845] IRS NUMBER: 943133088 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3929 POINT EDEN WAY CITY: HAYWARD STATE: CA ZIP: 94545 BUSINESS PHONE: 5102659000 MAIL ADDRESS: STREET 1: 3929 POINT EDEN WAY CITY: HAYWARD STATE: CA ZIP: 94545 4 1 doc4.xml FORM 4 SUBMISSION X0303 4 2011-05-26 0 0001013238 ARADIGM CORP ARDM 0001190558 SIEBERT JOHN M C/O CYDEX, INC. 10513 W. 84TH TERRACE LENEXA KS 66214 1 0 0 0 Common Stock 2011-05-26 4 A 0 78947 0.00 A 301697 D Stock Option (right to buy) 0.19 2011-05-26 4 A 0 100000 A 2021-05-26 Common Stock 100000 470000 D The stock vests on the earlier of 1) a change in control of the company; or 2) upon termination of service as a Board member for any reason. The stock option vests in equal quarterly installments over one year from May 26, 2011. Inapplicable. John M. Siebert, By: /s/ Nancy Pecota, Attorney-in-Fact 2011-05-31