-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DE1i4PKRfSeWa2PsXwYnc0ARm70NRSlHX2nWbHNTIcTaWp8NH2sVmUbFa6IAe/jc MsrCpZR06lzabbwUiBzDnQ== 0001209191-10-028538.txt : 20100518 0001209191-10-028538.hdr.sgml : 20100518 20100518152846 ACCESSION NUMBER: 0001209191-10-028538 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100514 FILED AS OF DATE: 20100518 DATE AS OF CHANGE: 20100518 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BARKER FRANK H CENTRAL INDEX KEY: 0001230807 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-28402 FILM NUMBER: 10842381 MAIL ADDRESS: STREET 1: C/O ARADIGM CORP STREET 2: 3929 POINT EDEN WAY CITY: MAYWARD STATE: CA ZIP: 94545 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ARADIGM CORP CENTRAL INDEX KEY: 0001013238 STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845] IRS NUMBER: 943133088 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3929 POINT EDEN WAY CITY: HAYWARD STATE: CA ZIP: 94545 BUSINESS PHONE: 5102659000 MAIL ADDRESS: STREET 1: 3929 POINT EDEN WAY CITY: HAYWARD STATE: CA ZIP: 94545 4 1 doc4.xml FORM 4 SUBMISSION X0303 4 2010-05-14 0 0001013238 ARADIGM CORP ARDM 0001230807 BARKER FRANK H C/O ARADIGM CORP 3929 POINT EDEN WAY HAYWARD CA 94545 1 0 0 0 Common Stock 2010-05-14 4 A 0 250000 0.00 A 383750 D Stock Option (Right to Buy) 0.12 2010-05-14 4 A 0 100000 A 2020-05-14 Common Stock 100000 100000 D The stock vests in equal quarterly installments over one year from May 14, 2010. The stock option vests in equal quarterly installments over one year from May 14, 2010. Inapplicable. Frank H. Barker, By: /s/ Jeffery Grimes, Attorney-in-Fact 2010-05-18 -----END PRIVACY-ENHANCED MESSAGE-----