-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, C2RDFupInSQxuEBzn9s+SBEgGrux08jqKdRaTcfwHK3QCVtqVF1e3H7SCgca/qKd lhPgJkk7tg0zSPylhEHx9Q== 0001209191-06-018422.txt : 20060317 0001209191-06-018422.hdr.sgml : 20060317 20060317124503 ACCESSION NUMBER: 0001209191-06-018422 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20060307 FILED AS OF DATE: 20060317 DATE AS OF CHANGE: 20060317 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ARADIGM CORP CENTRAL INDEX KEY: 0001013238 STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845] IRS NUMBER: 943133088 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3929 POINT EDEN WAY CITY: HAYWARD STATE: CA ZIP: 94545 BUSINESS PHONE: 5102659000 MAIL ADDRESS: STREET 1: 3929 POINT EDEN WAY CITY: HAYWARD STATE: CA ZIP: 94545 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RIGBY JONATHAN CENTRAL INDEX KEY: 0001356227 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-28402 FILM NUMBER: 06694817 BUSINESS ADDRESS: BUSINESS PHONE: (510) 265-9000 MAIL ADDRESS: STREET 1: ARADIGM CORPORATION STREET 2: 3929 POINT EDEN WAY CITY: HAYWARD STATE: CA ZIP: 94545 3 1 doc3.xml FORM 3 SUBMISSION X0202 3 2006-03-07 0 0001013238 ARADIGM CORP ARDM 0001356227 RIGBY JONATHAN ARADIGM CORPORATION 3929 POINT EDEN WAY HAYWARD CA 94545 0 1 0 0 VP, Business Development Common Stock 8000 D Option (Right to Buy) 2014-09-27 Common Stock 2000 D Option (Right to Buy) 2014-05-12 Common Stock 8000 D Option (Right to Buy) 2013-09-23 Common Stock 3000 D Option (Right to Buy) 2013-08-06 Common Stock 1000 D Option (Right to Buy) 2012-08-22 Common Stock 5000 D 50% of the options granted shall vest on the one year anniversary of the grant date and 50% vest on the two year anniversary of the grant date. Inapplicable. Option becomes exercisable as to 25% twelve months from May 13, 2004 and 6.25% will then vest each quarter thereafter. Option becomes exercisable as to 25% twelve months from September 24, 2003 and 6.25% will then vest each quarter thereafter. Option becomes exercisable in sixteen equal quarterly installments beginning on August 7, 2003. Option becomes exercisable as to 25% twelve months from July 1, 2003 and 6.25% will then vest each quarter thereafter. Jonathan Rigby, by /s/ Ron A. Metzger, Attorney-in-Fact 2006-03-17 EX-24.3_128205 2 poa.txt POA DOCUMENT POWER OF ATTORNEY Know all by these presents, that the undersigned hereby constitutes and appoints each of Thomas C. Chesterman, Treve Stephenson and Ron A. Metzger, or any of them signing singly, and with full power of substitution, the undersigned's true and lawful attorney in fact to: (1) prepare, execute in the undersigned's name and on the undersigned's behalf, and submit to the U.S. Securities and Exchange Commission (the "SEC") a Form ID, including amendments thereto, and any other documents necessary or appropriate to obtain codes and passwords enabling the undersigned to make electronic filings with the SEC of reports required by Section 16(a) of the Securities Exchange Act of 1934 or any rule or regulation of the SEC; (2) execute for and on behalf of the undersigned, in the undersigned's capacity as an officer, director and/or more than 10% stockholder of Aradigm Corporation (the "Company"), Forms 3, 4, and 5 in accordance with Section 16(a) of the Securities Exchange Act of 1934 and the rules thereunder; (3) do and perform any and all acts for and on behalf of the undersigned which may be necessary or desirable to complete and execute any such Form 3, 4, or 5, complete and execute any amendment or amendments thereto, and timely file such form with the SEC and any stock exchange or similar authority; and (4) take any other action of any type whatsoever in connection with the foregoing which, in the opinion of such attorney in fact, may be of benefit to, in the best interest of, or legally required by, the undersigned, it being understood that the documents executed by such attorney in fact on behalf of the undersigned pursuant to this Power of Attorney shall be in such form and shall contain such terms and conditions as such attorney in fact may approve in such attorney in fact's discretion. The undersigned hereby grants to each such attorney in fact full power and authority to do and perform any and every act and thing whatsoever requisite, necessary, or proper to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes as the undersigned might or could do if personally present, with full power of substitution or revocation, hereby ratifying and confirming all that such attorney in fact, or such attorney in fact's substitute or substitutes, shall lawfully do or cause to be done by virtue of this power of attorney and the rights and powers herein granted. The undersigned acknowledges that the foregoing attorneys in fact, in serving in such capacity at the request of the undersigned, are not assuming, nor is the Company assuming, any of the undersigned's responsibilities to comply with Section 16 of the Securities Exchange Act of 1934. This Power of Attorney shall remain in full force and effect until the undersigned is no longer required to file Forms 3, 4, and 5 with respect to the undersigned's holdings of and transactions in securities issued by the Company, unless earlier revoked by the undersigned in a signed writing delivered to the foregoing attorneys in fact. IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of this 10th day of March, 2006. Signature /s/ Jonathan Rigby Print Name -----END PRIVACY-ENHANCED MESSAGE-----