-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LwRiFI1X/FshJjskTxGSwJ56WucW1i/N50jKRvn6qoeEutL1gR1QstdjFXH1IfYj hqzJYpMUbnaAQ/8yYV/D9Q== 0001209191-04-049315.txt : 20041022 0001209191-04-049315.hdr.sgml : 20041022 20041022201728 ACCESSION NUMBER: 0001209191-04-049315 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20041019 FILED AS OF DATE: 20041022 DATE AS OF CHANGE: 20041022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ARADIGM CORP CENTRAL INDEX KEY: 0001013238 STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845] IRS NUMBER: 943133088 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3929 POINT EDEN WAY CITY: HAYWARD STATE: CA ZIP: 94545 BUSINESS PHONE: 5102659000 MAIL ADDRESS: STREET 1: 3929 POINT EDEN WAY CITY: HAYWARD STATE: CA ZIP: 94545 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: THOMPSON RICHARD P CENTRAL INDEX KEY: 0001181341 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 333-72037 FILM NUMBER: 041092864 BUSINESS ADDRESS: STREET 1: 1360 SOUTH LOOP ROAD CITY: ALAMEDA STATE: CA ZIP: 94502 BUSINESS PHONE: 5107495400 MAIL ADDRESS: STREET 1: 1360 SOUTH LOOP ROAD CITY: ALAMEDA STATE: CA ZIP: 94502 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2004-10-19 0 0001013238 ARADIGM CORP ARDM 0001181341 THOMPSON RICHARD P C/O ARADIGM CORP 3929 POINT EDEN WAY HAYWARD CA 94545 1 1 0 0 Chairman Stock Option (Right to Buy) 1.38 2004-10-19 4 A 0 100000 0.00 A 2014-10-19 Common Stock 100000 100000 D The exercisability of the option is contingent upon the successful closing of the pending transaction between the issuer and Novo Nordisk A/S. Provided such transaction closes, 50% of the shares underlying the option will vest on 10/19/05 and the remaining 50% will vest on 10/19/06. If the transaction does not close, the option will not become exercisable. /s/ Treve Stephenson, Attorney-in-fact 2004-10-22 -----END PRIVACY-ENHANCED MESSAGE-----