0001123292-17-001086.txt : 20170605 0001123292-17-001086.hdr.sgml : 20170605 20170605175837 ACCESSION NUMBER: 0001123292-17-001086 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170601 FILED AS OF DATE: 20170605 DATE AS OF CHANGE: 20170605 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ARADIGM CORP CENTRAL INDEX KEY: 0001013238 STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845] IRS NUMBER: 943133088 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3929 POINT EDEN WAY CITY: HAYWARD STATE: CA ZIP: 94545 BUSINESS PHONE: 5102659000 MAIL ADDRESS: STREET 1: 3929 POINT EDEN WAY CITY: HAYWARD STATE: CA ZIP: 94545 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PECOTA NANCY E CENTRAL INDEX KEY: 0001445342 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36480 FILM NUMBER: 17892442 MAIL ADDRESS: STREET 1: ARADIGM CORPORATION STREET 2: 3929 POINT EDEN WAY CITY: HAYWARD STATE: CA ZIP: 94545 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2017-06-01 0001013238 ARADIGM CORP ARDM 0001445342 PECOTA NANCY E C/O ARADIGM CORPORATION 3929 POINT EDEN WAY HAYWARD CA 94545 0 1 0 0 VP and CFO Common Stock 2017-06-01 4 A 0 20000 0 A 110827 D The restricted stock shall vest in four equal quarterly installments over one year beginning on June 1, 2017, subject to such individual continuing to be a Participant (as defined in the 2015 Equity Incentive Plan) on the relevant vesting date. /s/ Nancy Pecota 2017-06-05