0001123292-17-000825.txt : 20170406
0001123292-17-000825.hdr.sgml : 20170406
20170406130647
ACCESSION NUMBER: 0001123292-17-000825
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170404
FILED AS OF DATE: 20170406
DATE AS OF CHANGE: 20170406
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ARADIGM CORP
CENTRAL INDEX KEY: 0001013238
STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845]
IRS NUMBER: 943133088
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3929 POINT EDEN WAY
CITY: HAYWARD
STATE: CA
ZIP: 94545
BUSINESS PHONE: 5102659000
MAIL ADDRESS:
STREET 1: 3929 POINT EDEN WAY
CITY: HAYWARD
STATE: CA
ZIP: 94545
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Froehlich Juergen Kurt
CENTRAL INDEX KEY: 0001595277
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36480
FILM NUMBER: 17745186
MAIL ADDRESS:
STREET 1: 19 PRESCOTT STREET
CITY: NEWTON
STATE: MA
ZIP: 02460
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2017-04-04
0001013238
ARADIGM CORP
ARDM
0001595277
Froehlich Juergen Kurt
C/O ARADIGM CORPORATION
3929 POINT EDEN WAY
HAYWARD
CA
94545
0
1
0
0
Chief Medical Officer
Common Stock
2017-04-04
4
S
0
3765
1.51
D
85129
D
The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 12, 2016.
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1.50 to $1.54 per share and is rounded up to the next whole number. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
Juergen Froehlich By: /s/ Nancy Pecota, Attorney-in-Fact
2017-04-06