0001123292-17-000825.txt : 20170406 0001123292-17-000825.hdr.sgml : 20170406 20170406130647 ACCESSION NUMBER: 0001123292-17-000825 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170404 FILED AS OF DATE: 20170406 DATE AS OF CHANGE: 20170406 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ARADIGM CORP CENTRAL INDEX KEY: 0001013238 STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845] IRS NUMBER: 943133088 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3929 POINT EDEN WAY CITY: HAYWARD STATE: CA ZIP: 94545 BUSINESS PHONE: 5102659000 MAIL ADDRESS: STREET 1: 3929 POINT EDEN WAY CITY: HAYWARD STATE: CA ZIP: 94545 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Froehlich Juergen Kurt CENTRAL INDEX KEY: 0001595277 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36480 FILM NUMBER: 17745186 MAIL ADDRESS: STREET 1: 19 PRESCOTT STREET CITY: NEWTON STATE: MA ZIP: 02460 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2017-04-04 0001013238 ARADIGM CORP ARDM 0001595277 Froehlich Juergen Kurt C/O ARADIGM CORPORATION 3929 POINT EDEN WAY HAYWARD CA 94545 0 1 0 0 Chief Medical Officer Common Stock 2017-04-04 4 S 0 3765 1.51 D 85129 D The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 12, 2016. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1.50 to $1.54 per share and is rounded up to the next whole number. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Juergen Froehlich By: /s/ Nancy Pecota, Attorney-in-Fact 2017-04-06