0001123292-17-000578.txt : 20170307 0001123292-17-000578.hdr.sgml : 20170307 20170307172739 ACCESSION NUMBER: 0001123292-17-000578 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170303 FILED AS OF DATE: 20170307 DATE AS OF CHANGE: 20170307 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ARADIGM CORP CENTRAL INDEX KEY: 0001013238 STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845] IRS NUMBER: 943133088 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3929 POINT EDEN WAY CITY: HAYWARD STATE: CA ZIP: 94545 BUSINESS PHONE: 5102659000 MAIL ADDRESS: STREET 1: 3929 POINT EDEN WAY CITY: HAYWARD STATE: CA ZIP: 94545 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PECOTA NANCY E CENTRAL INDEX KEY: 0001445342 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36480 FILM NUMBER: 17673067 MAIL ADDRESS: STREET 1: ARADIGM CORPORATION STREET 2: 3929 POINT EDEN WAY CITY: HAYWARD STATE: CA ZIP: 94545 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2017-03-03 0001013238 ARADIGM CORP ARDM 0001445342 PECOTA NANCY E C/O ARADIGM CORPORATION 3929 POINT EDEN WAY HAYWARD CA 94545 0 1 0 0 VP and CFO Stock Option (Right to Buy) 1.94 2017-03-03 4 A 0 80994 0 A 2017-03-03 2027-03-03 Common Stock 80994 80994 D /s/ Nancy Pecota 2017-03-07