0001123292-16-003039.txt : 20161207 0001123292-16-003039.hdr.sgml : 20161207 20161207170506 ACCESSION NUMBER: 0001123292-16-003039 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161206 FILED AS OF DATE: 20161207 DATE AS OF CHANGE: 20161207 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ARADIGM CORP CENTRAL INDEX KEY: 0001013238 STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845] IRS NUMBER: 943133088 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3929 POINT EDEN WAY CITY: HAYWARD STATE: CA ZIP: 94545 BUSINESS PHONE: 5102659000 MAIL ADDRESS: STREET 1: 3929 POINT EDEN WAY CITY: HAYWARD STATE: CA ZIP: 94545 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PECOTA NANCY E CENTRAL INDEX KEY: 0001445342 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36480 FILM NUMBER: 162039772 MAIL ADDRESS: STREET 1: ARADIGM CORPORATION STREET 2: 3929 POINT EDEN WAY CITY: HAYWARD STATE: CA ZIP: 94545 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2016-12-06 0001013238 ARADIGM CORP ARDM 0001445342 PECOTA NANCY E C/O ARADIGM CORPORATION 3929 POINT EDEN WAY HAYWARD CA 94545 0 1 0 0 VP and CFO Common Stock 2016-12-06 4 A 0 40900 2.26 A 90827 D The price reported in Column 4 is a weighted average price, rounded up to the next whole number. The shares were purchased in multiple transactions at prices ranging from $2.21 to $2.32, inclusive. The reporting person undertakes to provide to Aradigm Corporation, any security holder of Aradigm Corporation, or the staff of the Securities and Exchange Commission, upon request, full information, regarding the number of shares purchased at each separate price within the ranges set forth in the footnote to this Form 4. /s/ Nancy Pecota 2016-12-07