0001123292-16-003039.txt : 20161207
0001123292-16-003039.hdr.sgml : 20161207
20161207170506
ACCESSION NUMBER: 0001123292-16-003039
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161206
FILED AS OF DATE: 20161207
DATE AS OF CHANGE: 20161207
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ARADIGM CORP
CENTRAL INDEX KEY: 0001013238
STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845]
IRS NUMBER: 943133088
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3929 POINT EDEN WAY
CITY: HAYWARD
STATE: CA
ZIP: 94545
BUSINESS PHONE: 5102659000
MAIL ADDRESS:
STREET 1: 3929 POINT EDEN WAY
CITY: HAYWARD
STATE: CA
ZIP: 94545
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: PECOTA NANCY E
CENTRAL INDEX KEY: 0001445342
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36480
FILM NUMBER: 162039772
MAIL ADDRESS:
STREET 1: ARADIGM CORPORATION
STREET 2: 3929 POINT EDEN WAY
CITY: HAYWARD
STATE: CA
ZIP: 94545
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2016-12-06
0001013238
ARADIGM CORP
ARDM
0001445342
PECOTA NANCY E
C/O ARADIGM CORPORATION
3929 POINT EDEN WAY
HAYWARD
CA
94545
0
1
0
0
VP and CFO
Common Stock
2016-12-06
4
A
0
40900
2.26
A
90827
D
The price reported in Column 4 is a weighted average price, rounded up to the next whole number. The shares were purchased in multiple transactions at prices ranging from $2.21 to $2.32, inclusive. The reporting person undertakes to provide to Aradigm Corporation, any security holder of Aradigm Corporation, or the staff of the Securities and Exchange Commission, upon request, full information, regarding the number of shares purchased at each separate price within the ranges set forth in the footnote to this Form 4.
/s/ Nancy Pecota
2016-12-07