0001437749-15-013875.txt : 20150722 0001437749-15-013875.hdr.sgml : 20150722 20150722162212 ACCESSION NUMBER: 0001437749-15-013875 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150831 FILED AS OF DATE: 20150722 DATE AS OF CHANGE: 20150722 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FACTSET RESEARCH SYSTEMS INC CENTRAL INDEX KEY: 0001013237 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. [7370] IRS NUMBER: 133362547 STATE OF INCORPORATION: DE FISCAL YEAR END: 0831 BUSINESS ADDRESS: STREET 1: 601 MERRITT 7 CITY: NORWALK STATE: CT ZIP: 06851 BUSINESS PHONE: 2038101000 MAIL ADDRESS: STREET 1: 601 MERRITT 7 CITY: NORWALK STATE: CT ZIP: 06851 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FRANKENFIELD MICHAEL D CENTRAL INDEX KEY: 0001164869 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11869 FILM NUMBER: 151000165 MAIL ADDRESS: STREET 1: FACTSET RESEARCH SYHSTEMS INC STREET 2: ONE GREENWICH PLAZA CITY: GREENWICH STATE: CT ZIP: 06830 5 1 rdgdoc.xml MDF - FORM 5 X0306 5 2015-08-31 1 0 0 0001013237 FACTSET RESEARCH SYSTEMS INC FDS 0001164869 FRANKENFIELD MICHAEL D 601 MERRITT 7 NORWALK CT 06851 1 Vice Chairman FactSet Common Stock 2015-07-21 5 A 0 0 0 A 14677 D Non-Qualified Stock Option (right to buy) 66.46 2015-01-21 5 A 0 0 0 A 2010-10-23 2016-10-23 FactSet Common Stock 1656 1656 D Non-Qualified Stock Option (right to buy) 63.09 2015-01-21 5 A 0 0 0 A 2016-02-09 2017-02-09 FactSet Common Stock 70392 70392 D Non-Qualified Stock Option (right to buy) 94.84 2015-01-21 5 A 0 0 0 A 2012-11-01 2021-11-01 FactSet Common Stock 9458 9458 D Non-Qualified Stock Option (right to buy) 92.22 2015-01-21 5 A 0 0 0 A 2013-11-01 2022-11-01 FactSet Common Stock 11282 11282 D Non-Qualified Stock Option (right to buy) 92.22 2015-01-21 5 A 0 0 0 A 2014-11-01 2022-11-01 FactSet Common Stock 3698 3698 D Represents previously granted restricted stock awards, which remain outstanding as of July 21, 2015. Represents previously granted stock option awards, which remain outstanding as of July 21, 2015. 20% of these option grants became exercisable one year after grant date, with the remainder continuing to vest at 1.67% per month thereafter. The remaining options granted on February 9, 2010 cliff vest 100% after six years of service. 40% of these options became exercisable two years after grant date, with the remainder continuing to vest at 1.67% per month thereafter. On January 21, 2015, Michael Frankenfield stepped down from his position as Executive Vice President, Global Director of Sales, and was succeeded by Scott Miller. As such, Michael Frankenfield ceased to be an officer of FactSet Research Systems Inc. (the "Company") under existing SEC guidelines, effective January 21, 2015, and prospectively. SEC guidelines require beneficial ownership reporting for former officers for six months after the effective date of their removal as an officer of the Company. The detail presented herein represents Mr. Frankenfield's holdings as of July 21, 2015. This Form 5 is being filed prior to the October 15, 2015 deadline for administrative convenience to reflect the change in the reporting person's status. /s/ Michael D. Frankenfield 2015-07-21