-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, I8lVf+cvpWFsFVNiJ51df7JKJtu711IG6F0pX4bP+qg16l5AAG0JokgphR8LBGn5 p45I/2+yOu87TcEeg2q1TQ== /in/edgar/work/0001013237-00-000040/0001013237-00-000040.txt : 20001011 0001013237-00-000040.hdr.sgml : 20001011 ACCESSION NUMBER: 0001013237-00-000040 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20000831 FILED AS OF DATE: 20001010 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: FACTSET RESEARCH SYSTEMS INC CENTRAL INDEX KEY: 0001013237 STANDARD INDUSTRIAL CLASSIFICATION: [7370 ] IRS NUMBER: 133362547 STATE OF INCORPORATION: DE FISCAL YEAR END: 0831 FILING VALUES: FORM TYPE: 5 SEC ACT: SEC FILE NUMBER: 333-22319 FILM NUMBER: 736552 BUSINESS ADDRESS: STREET 1: ONE GREENWICH PLAZA CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 2038631500 MAIL ADDRESS: STREET 1: ONE GREENWICH PLAZA CITY: GREENWICH STATE: CT ZIP: 06830 COMPANY DATA: COMPANY CONFORMED NAME: FACTSET RESEARCH SYSTEMS INC CENTRAL INDEX KEY: 0001013237 STANDARD INDUSTRIAL CLASSIFICATION: [7370 ]OFFICER IRS NUMBER: 133362547 STATE OF INCORPORATION: DE FISCAL YEAR END: 0831 FILING VALUES: FORM TYPE: 5 BUSINESS ADDRESS: STREET 1: ONE GREENWICH PLAZA CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 2038631500 MAIL ADDRESS: STREET 1: ONE GREENWICH PLAZA CITY: GREENWICH STATE: CT ZIP: 06830 5 1 0001.txt ANNUAL STAT. OF CHANGES IN BENEFICIAL OWNERSHIP U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 5 ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 [_] Check box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). [_] Form 3 Holdings Reported [ ] Form 4 Transactions Reported - -------------------------------------------------------------------------------- 1. Name and Address of Reporting Person* WONG ERNEST S. - -------------------------------------------------------------------------------- (Last) (First) (Middle) FACTSET RESEARCH SYSTEMS INC. ONE GREENWICH PLAZA - -------------------------------------------------------------------------------- (Street) GREENWICH CT 06830 - -------------------------------------------------------------------------------- (City) (State) (Zip) - -------------------------------------------------------------------------------- 2. Issuer Name and Ticker or Trading Symbol FACTSET RESEARCH SYSTEMS INC. (FDS) - -------------------------------------------------------------------------------- 3. IRS Identification Number of Reporting Person, if an Entity (Voluntary) - -------------------------------------------------------------------------------- 4. Statement for Month/Year 08/00 - -------------------------------------------------------------------------------- 5. If Amendment, Date of Original (Month/Year) - -------------------------------------------------------------------------------- 6. Relationship of Reporting Person to Issuer (Check all applicable) [ ] Director [_] 10% Owner [X] Officer (give title below) [_] Other (specify below) SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER AND SECRETARY - -------------------------------------------------------------------------------- 7. Individual or Joint/Group Filing (Check applicable line) [X] Form filed by one Reporting Person [_] Form filed by more than one Reporting Person - -------------------------------------------------------------------------------- ================================================================================ TABLE I -- NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED ================================================================================
5. 6. 4. Amount of Owner- Securities Acquired (A) or Securities ship Disposed of (D) Beneficially Form: 7. (Instr. 3, 4 and 5) Owned at End Direct Nature of 2. 3. ----------------------------- of Issuer's (D) or Indirect 1. Transaction Transaction (A) Fiscal Year Indirect Beneficial Title of Security Date Code or (Instr. 3 (I) Ownership (Instr. 3) (mm/dd/yy) (Instr. 8) Amount (D) Price and 4) (Instr.4) (Instr. 4) - ----------------------------------------------------------------------------------------------------------------------------------- FactSet Research Systems Inc. 09/01/99 A 56 A 23.16 D N/A Common Stock FactSet Research Systems Inc. 03/21/00 A 418 A N/A 41,376 D N/A Common Stock - ----------------------------------------------------------------------------------------------------------------------------------- =================================================================================================================================== * If the form is filed by more than one Reporting Person, see Instruction 4(b)(v). (Over) SEC 2270 (3-99)
================================================================================ TABLE II -- DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED (E.G., PUTS, CALLS, WARRANTS, OPTIONS, CONVERTIBLE SECURITIES) ================================================================================
9. 10. Number Owner- of ship 2. Deriv- of Conver- 5. 7. ative Deriv- 11. sion Number of Title and Amount Secur- ative Nature or Derivative 6. of Underlying 8. ities Secur- of Exer- Securities Date Securities Price Bene- ity: In- cise 3. Acquired (A) Exercisable and (Instr. 3 and 4) of ficially Direct direct Price Trans- 4. or Disposed Expiration Date ---------------- Deriv- Owned (D) or Bene- 1. of action Trans- of (D) (Month/Day/Year) Amount ative at End In- ficial Title of Deriv- Date action (Instr. 3, ---------------- or Secur- of direct Owner- Derivative ative (Month/ Code 4 and 5) Date Expira- Number ity Year (I) ship Security Secur- Day/ (Instr. ------------ Exer- tion of (Instr. (Instr. (Instr. (Instr. (Instr. 3) ity Year) 8) (A) (D) cisable Date Title Shares 5) 4) 4) 4) - ------------------------------------------------------------------------------------------------------------------------------------ STOCK OPTIONS $33.125 3/13/00 A 20,000 (1) 3/12/10 COMMON 20,000 N/A 135,890 D STOCK - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ ==================================================================================================================================== Explanation of Responses: (1) 20% of the option grant exercisable on March 13, 2001, 2002, 2003, 2004 and 2005
/S/ ERNEST S. WONG 10/06/00 - --------------------------------------------- ----------------------- **Signature of Reporting Person Date ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this form, one of which must be manually signed. If space provided is insufficient, see Instruction 6 for procedure. Page 2 SEC 2270 (3-99) -----END PRIVACY-ENHANCED MESSAGE-----