0001209191-14-061045.txt : 20141002 0001209191-14-061045.hdr.sgml : 20141002 20141002162140 ACCESSION NUMBER: 0001209191-14-061045 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140930 FILED AS OF DATE: 20141002 DATE AS OF CHANGE: 20141002 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Synchrony Financial CENTRAL INDEX KEY: 0001601712 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 510483352 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 777 LONG RIDGE ROAD CITY: STAMFORD STATE: CT ZIP: 06902-1250 BUSINESS PHONE: 203 585-6730 MAIL ADDRESS: STREET 1: 777 LONG RIDGE ROAD CITY: STAMFORD STATE: CT ZIP: 06902-1250 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GUTHRIE ROY A CENTRAL INDEX KEY: 0001013182 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36560 FILM NUMBER: 141136684 MAIL ADDRESS: STREET 1: 2500 LAKE COOK ROAD CITY: RIVERWOODS STATE: IL ZIP: 60015 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2014-09-30 0 0001601712 Synchrony Financial SYF 0001013182 GUTHRIE ROY A C/O SYNCHRONY FINANCIAL 777 LONG RIDGE ROAD STAMFORD CT 06902 1 0 0 0 Common Stock 2014-09-30 4 A 0 1121 24.55 A 1121 D Common Stock 10000 I See footnote Represents restricted stock units that will vest in full on September 30, 2017. Each restricted stock unit represents a contingent right to receive one share of Synchrony Financial common stock. Mr. Guthrie is the Investment Manager of Guthrie 2012 Investments LP, which owns 10,000 shares of common stock. Mr. Guthrie disclaims beneficial ownership of the shares of common stock held by Guthrie 2012 Investments LP, except to the extent of his direct pecuniary interest therein. /s/ Danielle Do, as attorney in fact 2014-10-02