-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, F0h/e71BCPkINd0GznFk22Wm1eGRfo6eLIi5YPWJgmIa4SgQ0n0uZYcNVvH2bRKf oZGkGUaK4J3yE1ze46SnHA== /in/edgar/work/0000950147-00-500124/0000950147-00-500124.txt : 20001116 0000950147-00-500124.hdr.sgml : 20001116 ACCESSION NUMBER: 0000950147-00-500124 CONFORMED SUBMISSION TYPE: NT 10-Q PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20000930 FILED AS OF DATE: 20001115 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SILICON GAMING INC CENTRAL INDEX KEY: 0001013170 STANDARD INDUSTRIAL CLASSIFICATION: [7372 ] IRS NUMBER: 770357939 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: NT 10-Q SEC ACT: SEC FILE NUMBER: 000-28294 FILM NUMBER: 770818 BUSINESS ADDRESS: STREET 1: 2800 W BAYSHORE CITY: PALO ALTO STATE: CA ZIP: 94303 BUSINESS PHONE: 6508429000 MAIL ADDRESS: STREET 1: 2800 WEST BAYSHORE ROAD CITY: PALO ALTO STATE: CA ZIP: 94303 NT 10-Q 1 e-5759.txt NOTIFICATION OF LATE FILING UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING Commission File Number: 000-28294 ---------- (Check One): [ ] Form 10-K and Form 10-KSB [X] Form 10-Q and Form 10-QSB [ ] Form 20-F [ ] Form 11-K [ ] Form N-SAR For Period Ended: September 30, 2000 ------------------------ [ ] Transition Report on Form 10-K [ ] Transition Report on Form 20-F [ ] Transition Report on Form 11-K [ ] Transition Report on Form 10-Q [ ] Transition Report on Form N-SAR For the Transition Period Ended: If the notification relates to a portion of the filing checked above, identify the Item(s) to which the notification relates: PART I - REGISTRANT INFORMATION SILICON GAMING, INC. ----------------------- Full Name of Registrant N/A ------------------------- Former Name if Applicable 2800 West Bayshore Road --------------------------------------------------------- Address of Principal Executive Office (Street and Number) Palo Alto, CA 94303 ------------------------- City, State and Zip Code PART II - RULES 12b-25(b) and (c) If the subject report could not be filed without unreasonable effort or expense and the registrant seeks relief pursuant to Rule 12b-25(b), the following should be completed. (Check box if appropriate) [X] (a) The reasons described in reasonable detail in Part III of this form could not be eliminated without unreasonable effort or expense; [X] (b) The subject annual report, semi-annual report, transition report on Form 10-K, Form 20-F, 11-K, Form N-SAR, or portion thereof, will be filed on or before the fifteenth calendar day following the prescribed due date; or the subject quarterly report of transition report on Form 10-Q, or portion thereof will be filed on or before the fifth calendar day following the prescribed due date; and [X] (c) The accountant's statement or other exhibit required by Rule 12b-25(c) has been attached if applicable. PART III - NARRATIVE State below in reasonable detail the reasons why the Form 10-K and Form 10-KSB, 11-K, 20-F, 10-Q and Form 10-QSB, N-SAR, or other transition report or portion thereof, could not be filed within the prescribed period. The delay in filing the Form 10-Q is due to the changes resulting from including the results of the company's newly formed subsidiary, Wager Works, Inc., into the consolidated financial results of the parent, Silicon Gaming, Inc. As a result, the Company cannot timely complete its Form 10-Q for the quarter ended September 30, 2000, without unreasonable effort or expense. PART IV - OTHER INFORMATION (1) Name and telephone number of person to contact in regard to this notification Andrew Pascal (650) 842-9000 ------------------------------------------------------------- (Name) (Area Code) (Telephone Number) (2) Have all other periodic reports required under Section 13 or 15(d) of the Securities Exchange Act of 1934 or Section 30 of the Investment Company Act of 1940 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), been filed. If answer is no, identify report(s). [X] YES [ ] NO (3) Is it anticipated that any significant change in results of operations from the corresponding period for the last fiscal year will be reflected by the earnings statement to be included in the subject report or portion thereof? [X] YES [ ] NO If so, attach an explanation of the anticipated change, both narratively, and, if appropriate, state the reasons why a reasonable estimate of the results cannot be made. SILICON GAMING, INC. -------------------------------------------- (Name of Registrant as Specified in Charter) has caused this notification to be signed on its behalf by the undersigned hereunto duly authorized. Date: November 14, 2000 By: /s/ Andrew Pascal --------------------------------- Andrew Pascal Chief Executive Officer and President EX-99 2 ex_99.txt ACCOUNTING STATEMENT Exhibit 99 The Company anticipates reporting revenue and net loss for the three month period ended September 30, 2000 of $2,971,000 and $5,223,000 respectively, as compared to reported revenue and net loss for the three month period ended September 30, 1999 of $1,999,000 and $4,980,000 respectively. Following are the Company's current results for revenue, net loss, weighted average common & equivalent shares, and net loss per basic and diluted shares, for the three month period ended September 30, 2000: (in thousands, except per share amounts) (unaudited) For the three month For the three month period ended period ended September 30, 2000 September 30, 1999 ------------------ ------------------ Revenue $ 2,971 $ 1,999 Net Loss $ 5,223 $ 4,980 ======== ======== Weighted average common & equivalent shares 33,942 14,561 Net loss per basic and diluted share $ (0.15) $ (0.34) ======== ======== -----END PRIVACY-ENHANCED MESSAGE-----