-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FHXGFO4hCpE4OuNCXeJpV/MikBeAzXyRds2MaMT9Rof07XRuJ9z2kUXn4fI/Ybus RWgftPLjWrzsvYs6C5+GAA== /in/edgar/work/20000706/0000950147-00-001012/0000950147-00-001012.txt : 20000920 0000950147-00-001012.hdr.sgml : 20000920 ACCESSION NUMBER: 0000950147-00-001012 CONFORMED SUBMISSION TYPE: SC TO-I/A PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20000706 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SILICON GAMING INC CENTRAL INDEX KEY: 0001013170 STANDARD INDUSTRIAL CLASSIFICATION: [7372 ] IRS NUMBER: 770357939 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC TO-I/A SEC ACT: SEC FILE NUMBER: 005-49999 FILM NUMBER: 668018 BUSINESS ADDRESS: STREET 1: 2800 W BAYSHORE CITY: PALO ALTO STATE: CA ZIP: 94303 BUSINESS PHONE: 6508429000 MAIL ADDRESS: STREET 1: 2800 WEST BAYSHORE ROAD CITY: PALO ALTO STATE: CA ZIP: 94303 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: SILICON GAMING INC CENTRAL INDEX KEY: 0001013170 STANDARD INDUSTRIAL CLASSIFICATION: [7372 ] IRS NUMBER: 770357939 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC TO-I/A BUSINESS ADDRESS: STREET 1: 2800 W BAYSHORE CITY: PALO ALTO STATE: CA ZIP: 94303 BUSINESS PHONE: 6508429000 MAIL ADDRESS: STREET 1: 2800 WEST BAYSHORE ROAD CITY: PALO ALTO STATE: CA ZIP: 94303 SC TO-I/A 1 0001.txt AMENDMENT NO. 3 TO SC TO-I SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO I/A (Rule 14d-100) TENDER OFFER STATEMENT UNDER SECTION 14(d)(1) OR 13(e)(1) OF THE SECURITIES EXCHANGE ACT OF 1934 SILICON GAMING, INC. ---------------------------------- (Name of Subject Company (Issuer)) SILICON GAMING, INC. - ISSUER - -------------------------------------------------------------------------------- (Name of Filing Persons (Identifying Status of Offeror, Issuer or Other Person)) COMMON STOCK ------------------------------ (Title of Class of Securities) 827054 10 7 ------------------------------------- (CUSIP Number of Class of Securities) Andrew S. Pascal With Copy to: President and Chief Executive Officer Joseph M. Crabb, Esq. Silicon Gaming, Inc. Joel J. Agena, Esq. 2800 West Bayshore Road Squire, Sanders & Dempsey L.L.P. Palo Alto, California 40 North Central Avenue, Suite 2700 (650) 842-9000 Phoenix, Arizona 85004 (Name, Address and Telephone Numbers of Person Authorized to Receive Notices and Communications on Behalf of the Filing Person) CALCULATION OF FILING FEE ================================================================================ Transaction value Amount of Filing Fee - -------------------------------------------------------------------------------- N/A N/A ================================================================================ [ ] Check box if any part of the fee is offset as provided by Rule 0-11(a)(2) and identify the filing with which the offsetting fee was previously paid. Identify the previous filing by registration statement number, or the Form or Schedule and the date of its filing. Amount Previously Paid: _____________ Filing Party: ________________ Form or Registration No.: ____________ Date Filed: _________________ [ ] Check the box if the filing relates solely to preliminary communications made before the commencement of a tender offer. Check the appropriate boxes below to designate any transactions to which the statement relates: [ ] third-party tender offer subject to Rule 14d-1. [ ] issuer tender offer subject to Rule 13e-4. [ ] going-private transaction subject to Rule 13e-3. [ ] amendment to Schedule 13D under Rule 13d-2. Check the following box if the filing is a final amendment reporting the results of the tender offer: [X] ITEM 4. TERMS OF THE TRANSACTION. The exchange offer expired at 5:00 P.M. New York City time on June 30, 2000. At the time of expiration, the Company's exchange agent had received 541 Election Notices representing 11,585,457 shares of common stock participating in the exchange offer. The information set forth in the press release attached as Exhibit (1)(a) is incorporated herein by reference. ITEM 12. EXHIBITS. Exhibit No. Description - ----------- ----------- (1)(a) Press Release dated July 5, 2000. SIGNATURE After due inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: July 5, 20000 SILICON GAMING, INC. By: /s/ Andrew S. Pascal ---------------------------------------- Name: Andrew S. Pascal Title: President and Chief Executive Officer EXHIBIT INDEX Exhibit No. Description ----------- ----------- (1)(a) Press Release dated July 5, 2000. EX-1.A 2 0002.txt PRESS RELEASE DATED 7/5/00 [Silicon Letterhead] FOR INFORMATION CONTACT: Andrew Pascal, CEO (Analysts) (Investor Relations) (650) 842-9000 (650) 842-9000 FOR IMMEDIATE RELEASE SILICON GAMING ANNOUNCES EXPIRATION AND RESULTS OF EXCHANGE OFFER PALO ALTO, California, July 5, 2000 -- Silicon Gaming, Inc. (OTC Bulletin Board: SGIC.OB) announced today the results of its exchange offer. The exchange offer expired at 5:00 P.M. New York City time on June 30, 2000. At the time of expiration, the Company's exchange agent had received 541 Election Notices representing 11,585,457 shares of common stock participating in the exchange offer. As a result, the Company will issue up to 11,585,457 Exchange Warrants to participating shareholders. Each Exchange Warrant may be exercised for 3.59662 shares of common stock at an exercise price of $.1528 per share of common stock. Upon issuance, the 11,585,457 Exchange Warrants would be exercisable, in the aggregate, for approximately 41,668,486 shares of common stock. Exchange Warrants are not exercisable for the first twelve months following their date of issuance and will expire, if not earlier exercised or terminated, on the fourth anniversary date following their date of issuance. In addition, if the share price of the Company's common stock, as reported on the Nasdaq National Market or a national securities exchange, exceeds $0.2346 per share for twenty consecutive trading days, the holders of the Exchange Warrants would have 180 days to exercise the Exchange Warrants or they would automatically expire. This provision is not effective while the common stock is trading on the OTC Bulletin Board or during the first two years following issuance of the Exchange Warrants. Currently, there is no market for the Exchange Warrants and the Company does not intend to register the Exchange Warrants or file an application for the Exchange Warrants on any securities exchange. Silicon Gaming, Inc. designs and manufactures a full line of innovative wagering products, including the Family Feud Wagering Attraction, and an extensive library of game applications including Phantom Belle, Banana-Rama, Eureka, Cash Cruise, TopHat 21 and Hot Reels. Headquartered in Palo Alto, California, the Company is traded on the OTC Electronic Bulletin Board as SGIC.OB. FORWARD-LOOKING STATEMENTS This press release may contain certain forward-looking statements that involve risks and uncertainties. These are statements about future events, results of operation, business plans and other matters. The Company's actual results may differ materially from the results discussed in the forward-looking statements based on various factors and risks, including those identified in the Company's Form 10-K for the year ended December 31, 1999. Words such as "expect", "anticipate", "intend" or other similar words are used to identify forward looking statements. These statements are made based on Silicon Gaming's current knowledge and understanding. However, there can be no assurances as to whether or not actual results will be consistent with these statements. Silicon Gaming has no obligation to update the forward-looking statements made in this press release. For more information on Silicon Gaming, Inc., visit the Company's website at http://www.silicongaming.com -----END PRIVACY-ENHANCED MESSAGE-----