0001225208-14-004946.txt : 20140218 0001225208-14-004946.hdr.sgml : 20140217 20140218172105 ACCESSION NUMBER: 0001225208-14-004946 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140214 FILED AS OF DATE: 20140218 DATE AS OF CHANGE: 20140218 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHROP GRUMMAN CORP /DE/ CENTRAL INDEX KEY: 0001133421 STANDARD INDUSTRIAL CLASSIFICATION: SEARCH, DETECTION, NAVIGATION, GUIDANCE, AERONAUTICAL SYS [3812] IRS NUMBER: 800640649 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2980 FAIRVIEW PARK DRIVE STREET 2: C/O NORTHROP GRUMMAN CORP CITY: FALLS CHURCH STATE: VA ZIP: 22042 BUSINESS PHONE: 703-280-2900 MAIL ADDRESS: STREET 1: 2980 FAIRVIEW PARK DRIVE STREET 2: C/O NORTHROP GRUMMAN CORP CITY: FALLS CHURCH STATE: VA ZIP: 22042 FORMER COMPANY: FORMER CONFORMED NAME: NNG INC DATE OF NAME CHANGE: 20010129 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PALMER JAMES F CENTRAL INDEX KEY: 0001013088 STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT [3721] STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16411 FILM NUMBER: 14623036 4 1 doc4.xml X0306 4 2014-02-14 0001133421 NORTHROP GRUMMAN CORP /DE/ NOC 0001013088 PALMER JAMES F 2980 FAIRVIEW PARK DRIVE FALLS CHURCH VA 22042 1 Corp. VP & CFO Common Stock 2014-02-14 4 M 0 45938.0000 0.0000 A 221642.0000 D Common Stock 2014-02-14 4 F 0 21912.0000 120.2800 D 199730.0000 D Restricted Stock Rights 2014-02-14 4 M 0 45938.0000 0.0000 D Common Stock 45938.0000 70608.0000 D Shares surrendered to issuer in payment of tax liability in connection with vesting of restricted stock in accordance with Rule 16b-3(e). Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. Grants awarded pursuant to Rule 16b-3(d). Total amount includes 16,853 unvested RSRs granted under the 2011 Long-Term Incentive Stock Plan ("LTISP") on 2/15/11 that will vest on 2/15/15; 17,603 unvested RSRs granted under the LTISP on 2/15/12 that will vest on 2/15/15; 15,899 unvested RSRs granted under the LTISP on 2/20/13 that will vest on 2/20/16; and 20,253 unvested RSRs granted under the LTISP on 9/17/13 that will vest on 3/1/15. Grants awarded pursuant to Rule 16b-3(d). /s/ Jennifer C. McGarey, Attorney-in-Fact 2014-02-18