-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PxXhZzg82voDQeDXPWQDtodNGV1a+blPsr4naK85Gpg8Z2Yf1GAplDgNxvwPKh+D OAO6rKVrAfGFK1BB8wbNZw== 0001181431-11-011297.txt : 20110217 0001181431-11-011297.hdr.sgml : 20110217 20110217212558 ACCESSION NUMBER: 0001181431-11-011297 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110215 FILED AS OF DATE: 20110217 DATE AS OF CHANGE: 20110217 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PALMER JAMES F CENTRAL INDEX KEY: 0001013088 STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT [3721] STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16411 FILM NUMBER: 11622501 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHROP GRUMMAN CORP /DE/ CENTRAL INDEX KEY: 0001133421 STANDARD INDUSTRIAL CLASSIFICATION: SEARCH, DETECTION, NAVIGATION, GUIDANCE, AERONAUTICAL SYS [3812] IRS NUMBER: 954840775 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1840 CENTURY PK E STREET 2: C/O NORTHROP GRUMMAN CORP CITY: LOS ANGELES STATE: CA ZIP: 90067 BUSINESS PHONE: 310-201-1630 MAIL ADDRESS: STREET 1: 1840 CENTURY PARK EAST STREET 2: C/O NORTHROP GRUMMAN CORP CITY: LOS ANGELES STATE: CA ZIP: 90067 FORMER COMPANY: FORMER CONFORMED NAME: NNG INC DATE OF NAME CHANGE: 20010129 4 1 rrd301434.xml 2011 RPSR PAYOUT; RSR, RPSR & S/O GRANTS X0303 4 2011-02-15 0 0001133421 NORTHROP GRUMMAN CORP /DE/ NOC 0001013088 PALMER JAMES F 1840 CENTURY PARK EAST LOS ANGELES CA 90067 0 1 0 0 Corp. VP & CFO Common Stock 2011-02-15 4 F 0 8355 69.14 D 150369 D Common Stock 2011-02-15 4 A 0 15409 69.14 A 165778 D Common Stock 2011-02-15 4 A 0 15409 69.14 A 181187 D Stock Option (Right-to-Buy) 69.14 2011-02-15 4 A 0 65568 0.00 A 2012-02-15 2018-02-15 Common Stock 65568 65568 D Total amount includes 10,000 remaining unvested Restricted Stock Rights ("RSRs") granted pursuant to the 2001 Long Term Incentive Stock Plan (LTISP) on 3/12/07 with next scheduled 25% annual installment vesting on 3/12/11; 28,000 unvested Restricted Performance Stock Rights (RPSRs) granted under the LTISP on 2/17/09 with the valuation of performance measurement period ("measurement period") ending on 12/31/11; 31,600 RPSRs granted under the LTISP on 2/16/10 with the measurement period ending on 12/31/12; and 42,000 RSRs granted pursuant to the LTISP on 2/16/10 and cliff vests four years from date of grant on 2/16/14. Grants awarded pursuant to Rule 16b-3(d). Total amount includes 10,000 remaining unvested RSRs granted pursuant to the LTISP on 3/12/07 with next scheduled 25% annual installment vesting on 3/12/11; 28,000 unvested RPSRs granted under the LTISP on 2/17/09 with the measurement period ending on 12/31/11; 31,600 RPSRs granted under the LTISP on 2/16/10 with the measurement period ending on 12/31/12; 42,000 RSRs granted pursuant to the LTISP on 2/16/10 and cliff vests four years from date of grant on 2/16/14; and 15,409 RPSRs granted under the LTISP on 2/15/11 with the measurement period ending on 12/31/13. Grants awarded pursuant to Rule 16b-3(d). Total amount includes 10,000 remaining unvested RSRs granted pursuant to the LTISP on 3/12/07 with next scheduled 25% annual installment vesting on 3/12/11; 28,000 unvested RPSRs granted under the LTISP on 2/17/09 with the measurement period ending on 12/31/11; 31,600 RPSRs granted under the LTISP on 2/16/10 with the measurement period ending on 12/31/12; 42,000 RSRs granted pursuant to the LTISP on 2/16/10 and cliff vests four years from date of grant on 2/16/14; 15,409 RPSRs granted under the LTISP on 2/15/11 with the measurement period ending on 12/31/13; and 15,409 RSRs granted under the LTISP on 2/15/11 and cliff vests 100% on the fourth anniversary from the grant date on 2/15/15. Grants awarded pursuant to Rule 16b-3(d). The option vests over a period of three years to the extent of one-third (33%) annual equal installments on 2/15/12, 2/15/13 and 2/15/14. Kathleen M. Salmas, Attorney-in-fact for James F. Palmer 2011-02-17 -----END PRIVACY-ENHANCED MESSAGE-----