0001209191-23-047276.txt : 20230824
0001209191-23-047276.hdr.sgml : 20230824
20230824210527
ACCESSION NUMBER: 0001209191-23-047276
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230822
FILED AS OF DATE: 20230824
DATE AS OF CHANGE: 20230824
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: NEWMAN HOWARD H
CENTRAL INDEX KEY: 0001013026
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40143
FILM NUMBER: 231203621
MAIL ADDRESS:
STREET 1: C/O PINE BROOK ROAD PARTNERS, LLC
STREET 2: 60 EAST 42ND STREET, SUITE 3014
CITY: NEW YORK
STATE: NY
ZIP: 10165
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Pine Brook Capital Partners II, L.P.
CENTRAL INDEX KEY: 0001556984
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40143
FILM NUMBER: 231203622
BUSINESS ADDRESS:
STREET 1: 60 EAST 42ND STREET, SUITE 3014
CITY: NEW YORK
STATE: NY
ZIP: 10165
BUSINESS PHONE: 212-847-4333
MAIL ADDRESS:
STREET 1: 60 EAST 42ND STREET, SUITE 3014
CITY: NEW YORK
STATE: NY
ZIP: 10165
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: PBRA, LLC
CENTRAL INDEX KEY: 0001615816
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40143
FILM NUMBER: 231203624
BUSINESS ADDRESS:
STREET 1: C/O PINE BROOK ROAD PARTNERS, LLC
STREET 2: 60 EAST 42ND STREET, SUITE 3014
CITY: NEW YORK
STATE: NY
ZIP: 10165
BUSINESS PHONE: (212) 847-4335
MAIL ADDRESS:
STREET 1: C/O PINE BROOK ROAD PARTNERS, LLC
STREET 2: 60 EAST 42ND STREET, SUITE 3014
CITY: NEW YORK
STATE: NY
ZIP: 10165
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Pine Brook Road Advisors, L.P.
CENTRAL INDEX KEY: 0001630691
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40143
FILM NUMBER: 231203620
BUSINESS ADDRESS:
STREET 1: 60 EAST 42ND STREET, SUITE 3014
STREET 2: 50TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10165
BUSINESS PHONE: 2128474333
MAIL ADDRESS:
STREET 1: 60 EAST 42ND STREET, SUITE 3014
STREET 2: 50TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10165
FORMER NAME:
FORMER CONFORMED NAME: Pine Brook Road Advisors, LP
DATE OF NAME CHANGE: 20150113
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Pine Brook Road Associates II, L.P.
CENTRAL INDEX KEY: 0001774259
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40143
FILM NUMBER: 231203623
BUSINESS ADDRESS:
STREET 1: C/O PINE BROOK ROAD PARTNERS, LLC
STREET 2: 60 EAST 42ND STREET, SUITE 3014
CITY: NEW YORK
STATE: NY
ZIP: 10165
BUSINESS PHONE: 212-847-4333
MAIL ADDRESS:
STREET 1: C/O PINE BROOK ROAD PARTNERS, LLC
STREET 2: 60 EAST 42ND STREET, SUITE 3014
CITY: NEW YORK
STATE: NY
ZIP: 10165
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Better Home & Finance Holding Co
CENTRAL INDEX KEY: 0001835856
STANDARD INDUSTRIAL CLASSIFICATION: LOAN BROKERS [6163]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3 WORLD TRADE CENTER
STREET 2: 175 GREENWICH STREET, 57TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10007
BUSINESS PHONE: 646-839-0086
MAIL ADDRESS:
STREET 1: 3 WORLD TRADE CENTER
STREET 2: 175 GREENWICH STREET, 57TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10007
FORMER COMPANY:
FORMER CONFORMED NAME: Aurora Acquisition Corp.
DATE OF NAME CHANGE: 20201211
FORMER COMPANY:
FORMER CONFORMED NAME: Aurora Capital Holding Corp.
DATE OF NAME CHANGE: 20201209
3
1
doc3.xml
FORM 3 SUBMISSION
X0206
3
2023-08-22
0
0001835856
Better Home & Finance Holding Co
BETR
0001615816
PBRA, LLC
C/O PINE BROOK ROAD PARTNERS, LLC
60 EAST 42ND STREET, SUITE 3014
NEW YORK
NY
10165
0
0
1
0
0001774259
Pine Brook Road Associates II, L.P.
C/O PINE BROOK ROAD PARTNERS, LLC
60 EAST 42ND STREET, SUITE 3014
NEW YORK
NY
10165
0
0
1
0
0001556984
Pine Brook Capital Partners II, L.P.
C/O PINE BROOK ROAD PARTNERS, LLC
60 EAST 42ND STREET, SUITE 3014
NEW YORK
NY
10165
0
0
1
0
0001013026
NEWMAN HOWARD H
C/O PINE BROOK ROAD PARTNERS, LLC
60 EAST 42ND STREET, SUITE 3014
NEW YORK
NY
10165
0
0
1
0
0001630691
Pine Brook Road Advisors, L.P.
C/O PINE BROOK ROAD PARTNERS, LLC
60 EAST 42ND STREET, SUITE 3014
NEW YORK
NY
10165
0
0
1
0
Class B Common Stock
Class A Common Stock
49783028
I
By Pine Brook Capital Partners II, L.P.
Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock will convert automatically into one share of Class A Common Stock: (i) in connection with any transfer, whether or not for value, except for certain permitted transfers described in the Issuer's amended and restated certificate of incorporation, (ii) on the trading day falling on or immediately after the date on which the aggregate number of shares of Class B Common Stock outstanding ceases to represent 5% of the aggregate number of shares of Common Stock outstanding, (continued in Footnote 2)
(Continued from Footnote 1) (iii) on the trading day falling on or immediately after the affirmative vote of 85% of the voting power of the then outstanding shares of Class B Common Stock, voting as a single class; and (iv) on any trading day specified by the board of directors of Better Home & Finance Holding Company ("Better") no less than sixty nor more than 180 days following the date of the death or permanent disability of Better's founder.
Pine Brook Road Associates II, L.P. ("PBRA II") is the general partner of Pine Brook Capital Partners II, L.P. PBRA, LLC is the general partner of PBRA II. Pine Brook Road Advisors, L.P. controls the investment advisor of Pine Brook Capital Partners II, L.P. PBRA, LLC is the general partner of Pine Brook Road Advisors, L.P. Howard Newman is the managing member of PBRA, LLC. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.
PBRA, LLC, By: /s/ Howard Newman, Chairman, Chief Executive Officer
2023-08-24
Pine Brook Road Associates II, L.P., By: PBRA, LLC, its General Partner, By: /s/ Howard Newman, Chairman, Chief Executive Officer
2023-08-24
Pine Brook Capital Partners II, L.P., By: Pine Brook Associates II, L.P., its General Partner, By: PBRA, LLC, its General Partner, By: /s/ Howard Newman, Chairman, Chief Executive Officer
2023-08-24
/s/ Howard Newman
2023-08-24
Pine Brook Road Advisors, L.P., By PBRA, LLC, its General Partner, By: /s/ Howard Newman, Chairman, Chief Executive Officer
2023-08-24