0001209191-23-047276.txt : 20230824 0001209191-23-047276.hdr.sgml : 20230824 20230824210527 ACCESSION NUMBER: 0001209191-23-047276 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230822 FILED AS OF DATE: 20230824 DATE AS OF CHANGE: 20230824 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NEWMAN HOWARD H CENTRAL INDEX KEY: 0001013026 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40143 FILM NUMBER: 231203621 MAIL ADDRESS: STREET 1: C/O PINE BROOK ROAD PARTNERS, LLC STREET 2: 60 EAST 42ND STREET, SUITE 3014 CITY: NEW YORK STATE: NY ZIP: 10165 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pine Brook Capital Partners II, L.P. CENTRAL INDEX KEY: 0001556984 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40143 FILM NUMBER: 231203622 BUSINESS ADDRESS: STREET 1: 60 EAST 42ND STREET, SUITE 3014 CITY: NEW YORK STATE: NY ZIP: 10165 BUSINESS PHONE: 212-847-4333 MAIL ADDRESS: STREET 1: 60 EAST 42ND STREET, SUITE 3014 CITY: NEW YORK STATE: NY ZIP: 10165 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PBRA, LLC CENTRAL INDEX KEY: 0001615816 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40143 FILM NUMBER: 231203624 BUSINESS ADDRESS: STREET 1: C/O PINE BROOK ROAD PARTNERS, LLC STREET 2: 60 EAST 42ND STREET, SUITE 3014 CITY: NEW YORK STATE: NY ZIP: 10165 BUSINESS PHONE: (212) 847-4335 MAIL ADDRESS: STREET 1: C/O PINE BROOK ROAD PARTNERS, LLC STREET 2: 60 EAST 42ND STREET, SUITE 3014 CITY: NEW YORK STATE: NY ZIP: 10165 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pine Brook Road Advisors, L.P. CENTRAL INDEX KEY: 0001630691 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40143 FILM NUMBER: 231203620 BUSINESS ADDRESS: STREET 1: 60 EAST 42ND STREET, SUITE 3014 STREET 2: 50TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10165 BUSINESS PHONE: 2128474333 MAIL ADDRESS: STREET 1: 60 EAST 42ND STREET, SUITE 3014 STREET 2: 50TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10165 FORMER NAME: FORMER CONFORMED NAME: Pine Brook Road Advisors, LP DATE OF NAME CHANGE: 20150113 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pine Brook Road Associates II, L.P. CENTRAL INDEX KEY: 0001774259 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40143 FILM NUMBER: 231203623 BUSINESS ADDRESS: STREET 1: C/O PINE BROOK ROAD PARTNERS, LLC STREET 2: 60 EAST 42ND STREET, SUITE 3014 CITY: NEW YORK STATE: NY ZIP: 10165 BUSINESS PHONE: 212-847-4333 MAIL ADDRESS: STREET 1: C/O PINE BROOK ROAD PARTNERS, LLC STREET 2: 60 EAST 42ND STREET, SUITE 3014 CITY: NEW YORK STATE: NY ZIP: 10165 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Better Home & Finance Holding Co CENTRAL INDEX KEY: 0001835856 STANDARD INDUSTRIAL CLASSIFICATION: LOAN BROKERS [6163] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3 WORLD TRADE CENTER STREET 2: 175 GREENWICH STREET, 57TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10007 BUSINESS PHONE: 646-839-0086 MAIL ADDRESS: STREET 1: 3 WORLD TRADE CENTER STREET 2: 175 GREENWICH STREET, 57TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10007 FORMER COMPANY: FORMER CONFORMED NAME: Aurora Acquisition Corp. DATE OF NAME CHANGE: 20201211 FORMER COMPANY: FORMER CONFORMED NAME: Aurora Capital Holding Corp. DATE OF NAME CHANGE: 20201209 3 1 doc3.xml FORM 3 SUBMISSION X0206 3 2023-08-22 0 0001835856 Better Home & Finance Holding Co BETR 0001615816 PBRA, LLC C/O PINE BROOK ROAD PARTNERS, LLC 60 EAST 42ND STREET, SUITE 3014 NEW YORK NY 10165 0 0 1 0 0001774259 Pine Brook Road Associates II, L.P. C/O PINE BROOK ROAD PARTNERS, LLC 60 EAST 42ND STREET, SUITE 3014 NEW YORK NY 10165 0 0 1 0 0001556984 Pine Brook Capital Partners II, L.P. C/O PINE BROOK ROAD PARTNERS, LLC 60 EAST 42ND STREET, SUITE 3014 NEW YORK NY 10165 0 0 1 0 0001013026 NEWMAN HOWARD H C/O PINE BROOK ROAD PARTNERS, LLC 60 EAST 42ND STREET, SUITE 3014 NEW YORK NY 10165 0 0 1 0 0001630691 Pine Brook Road Advisors, L.P. C/O PINE BROOK ROAD PARTNERS, LLC 60 EAST 42ND STREET, SUITE 3014 NEW YORK NY 10165 0 0 1 0 Class B Common Stock Class A Common Stock 49783028 I By Pine Brook Capital Partners II, L.P. Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock will convert automatically into one share of Class A Common Stock: (i) in connection with any transfer, whether or not for value, except for certain permitted transfers described in the Issuer's amended and restated certificate of incorporation, (ii) on the trading day falling on or immediately after the date on which the aggregate number of shares of Class B Common Stock outstanding ceases to represent 5% of the aggregate number of shares of Common Stock outstanding, (continued in Footnote 2) (Continued from Footnote 1) (iii) on the trading day falling on or immediately after the affirmative vote of 85% of the voting power of the then outstanding shares of Class B Common Stock, voting as a single class; and (iv) on any trading day specified by the board of directors of Better Home & Finance Holding Company ("Better") no less than sixty nor more than 180 days following the date of the death or permanent disability of Better's founder. Pine Brook Road Associates II, L.P. ("PBRA II") is the general partner of Pine Brook Capital Partners II, L.P. PBRA, LLC is the general partner of PBRA II. Pine Brook Road Advisors, L.P. controls the investment advisor of Pine Brook Capital Partners II, L.P. PBRA, LLC is the general partner of Pine Brook Road Advisors, L.P. Howard Newman is the managing member of PBRA, LLC. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose. PBRA, LLC, By: /s/ Howard Newman, Chairman, Chief Executive Officer 2023-08-24 Pine Brook Road Associates II, L.P., By: PBRA, LLC, its General Partner, By: /s/ Howard Newman, Chairman, Chief Executive Officer 2023-08-24 Pine Brook Capital Partners II, L.P., By: Pine Brook Associates II, L.P., its General Partner, By: PBRA, LLC, its General Partner, By: /s/ Howard Newman, Chairman, Chief Executive Officer 2023-08-24 /s/ Howard Newman 2023-08-24 Pine Brook Road Advisors, L.P., By PBRA, LLC, its General Partner, By: /s/ Howard Newman, Chairman, Chief Executive Officer 2023-08-24