0001140361-22-010817.txt : 20220323
0001140361-22-010817.hdr.sgml : 20220323
20220323203720
ACCESSION NUMBER: 0001140361-22-010817
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220321
FILED AS OF DATE: 20220323
DATE AS OF CHANGE: 20220323
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: NEWMAN HOWARD H
CENTRAL INDEX KEY: 0001013026
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38870
FILM NUMBER: 22764434
MAIL ADDRESS:
STREET 1: C/O PINE BROOK ROAD PARTNERS, LLC
STREET 2: 60 EAST 42ND STREET, SUITE 3014
CITY: NEW YORK
STATE: NY
ZIP: 10165
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Pine Brook Capital Partners II, L.P.
CENTRAL INDEX KEY: 0001556984
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38870
FILM NUMBER: 22764440
BUSINESS ADDRESS:
STREET 1: 60 EAST 42ND STREET, SUITE 3014
CITY: NEW YORK
STATE: NY
ZIP: 10165
BUSINESS PHONE: 212-847-4333
MAIL ADDRESS:
STREET 1: 60 EAST 42ND STREET, SUITE 3014
CITY: NEW YORK
STATE: NY
ZIP: 10165
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: PBRA, LLC
CENTRAL INDEX KEY: 0001615816
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38870
FILM NUMBER: 22764441
BUSINESS ADDRESS:
STREET 1: C/O PINE BROOK ROAD PARTNERS, LLC
STREET 2: 60 EAST 42ND STREET, SUITE 3014
CITY: NEW YORK
STATE: NY
ZIP: 10165
BUSINESS PHONE: (212) 847-4335
MAIL ADDRESS:
STREET 1: C/O PINE BROOK ROAD PARTNERS, LLC
STREET 2: 60 EAST 42ND STREET, SUITE 3014
CITY: NEW YORK
STATE: NY
ZIP: 10165
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Pine Brook Road Advisors, L.P.
CENTRAL INDEX KEY: 0001630691
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38870
FILM NUMBER: 22764435
BUSINESS ADDRESS:
STREET 1: 60 EAST 42ND STREET, SUITE 3014
STREET 2: 50TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10165
BUSINESS PHONE: 2128474333
MAIL ADDRESS:
STREET 1: 60 EAST 42ND STREET, SUITE 3014
STREET 2: 50TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10165
FORMER NAME:
FORMER CONFORMED NAME: Pine Brook Road Advisors, LP
DATE OF NAME CHANGE: 20150113
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Pine Brook BXP II Intermediate, L.P.
CENTRAL INDEX KEY: 0001774260
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38870
FILM NUMBER: 22764436
BUSINESS ADDRESS:
STREET 1: C/O PINE BROOK ROAD PARTNERS, LLC
STREET 2: 60 EAST 42ND STREET, SUITE 3014
CITY: NEW YORK
STATE: NY
ZIP: 10165
BUSINESS PHONE: 212-847-4333
MAIL ADDRESS:
STREET 1: C/O PINE BROOK ROAD PARTNERS, LLC
STREET 2: 60 EAST 42ND STREET, SUITE 3014
CITY: NEW YORK
STATE: NY
ZIP: 10165
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Pine Brook PD Intermediate, L.P.
CENTRAL INDEX KEY: 0001751124
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38870
FILM NUMBER: 22764439
BUSINESS ADDRESS:
STREET 1: 60 EAST 42ND STREET, SUITE 3014
CITY: NEW YORK
STATE: NY
ZIP: 10165
BUSINESS PHONE: 212-847-4333
MAIL ADDRESS:
STREET 1: 60 EAST 42ND STREET, SUITE 3014
CITY: NEW YORK
STATE: NY
ZIP: 10165
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Pine Brook BXP Intermediate, L.P.
CENTRAL INDEX KEY: 0001774257
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38870
FILM NUMBER: 22764437
BUSINESS ADDRESS:
STREET 1: C/O PINE BROOK ROAD PARTNERS, LLC
STREET 2: 60 EAST 42ND STREET, SUITE 3014
CITY: NEW YORK
STATE: NY
ZIP: 10165
BUSINESS PHONE: 212-847-4333
MAIL ADDRESS:
STREET 1: C/O PINE BROOK ROAD PARTNERS, LLC
STREET 2: 60 EAST 42ND STREET, SUITE 3014
CITY: NEW YORK
STATE: NY
ZIP: 10165
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Pine Brook Road Associates II, L.P.
CENTRAL INDEX KEY: 0001774259
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38870
FILM NUMBER: 22764438
BUSINESS ADDRESS:
STREET 1: C/O PINE BROOK ROAD PARTNERS, LLC
STREET 2: 60 EAST 42ND STREET, SUITE 3014
CITY: NEW YORK
STATE: NY
ZIP: 10165
BUSINESS PHONE: 212-847-4333
MAIL ADDRESS:
STREET 1: C/O PINE BROOK ROAD PARTNERS, LLC
STREET 2: 60 EAST 42ND STREET, SUITE 3014
CITY: NEW YORK
STATE: NY
ZIP: 10165
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Brigham Minerals, Inc.
CENTRAL INDEX KEY: 0001745797
STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311]
IRS NUMBER: 831106283
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 5914 W. COURTYARD DRIVE
STREET 2: SUITE 200
CITY: AUSTIN
STATE: TX
ZIP: 78730
BUSINESS PHONE: (512) 220-6350
MAIL ADDRESS:
STREET 1: 5914 W. COURTYARD DRIVE
STREET 2: SUITE 200
CITY: AUSTIN
STATE: TX
ZIP: 78730
4
1
form4.xml
FORM 4
X0306
4
2022-03-21
0001745797
Brigham Minerals, Inc.
MNRL
0001615816
PBRA, LLC
C/O PINE BROOK ROAD PARTNERS, LLC
60 EAST 42ND STREET, SUITE 3014
NEW YORK
NY
10165
true
0001556984
Pine Brook Capital Partners II, L.P.
C/O PINE BROOK ROAD PARTNERS, LLC
60 EAST 42ND STREET, SUITE 3014
NEW YORK
NY
10165
true
0001751124
Pine Brook PD Intermediate, L.P.
C/O PINE BROOK ROAD PARTNERS, LLC
60 EAST 42ND STREET, SUITE 3014
NEW YORK
NY
10165
true
0001774259
Pine Brook Road Associates II, L.P.
C/O PINE BROOK ROAD PARTNERS, LLC
60 EAST 42ND STREET, SUITE 3014
NEW YORK
NY
10165
true
0001774257
Pine Brook BXP Intermediate, L.P.
C/O PINE BROOK ROAD PARTNERS, LLC
60 EAST 42ND STREET, SUITE 3014
NEW YORK
NY
10165
true
0001774260
Pine Brook BXP II Intermediate, L.P.
C/O PINE BROOK ROAD PARTNERS, LLC
60 EAST 42ND STREET, SUITE 3014
NEW YORK
NY
10165
true
0001630691
Pine Brook Road Advisors, L.P.
C/O PINE BROOK ROAD PARTNERS, LLC
60 EAST 42ND STREET, SUITE 3014
NEW YORK
NY
10165
true
0001013026
NEWMAN HOWARD H
C/O PINE BROOK ROAD PARTNERS, LLC
60 EAST 42ND STREET, SUITE 3014
NEW YORK
NY
10165
true
Class B Common Stock, par value $0.01
2022-03-21
4
C
0
257066
D
1496563
I
By Pine Brook BXP Intermediate, L.P.
Class A common stock, par value $0.01
2022-03-21
4
C
0
257066
A
0
I
By Pine Brook BXP Intermediate, L.P.
Class B Common Stock, par value $0.01
2022-03-21
4
C
0
432104
D
2515595
I
By Pine Brook BXP II Intermediate, L.P.
Class A common stock, par value $0.01
2022-03-21
4
C
0
432104
A
0
I
By Pine Brook BXP II Intermediate, L.P.
Class B Common Stock, par value $0.01
2022-03-21
4
C
0
69517
D
404714
I
By Pine Brook PD Intermediate, L.P.
Class A common stock, par value $0.01
2022-03-21
4
C
0
69517
A
0
I
By Pine Brook PD Intermediate, L.P.
Brigham Minerals Holdings, LLC Units
2022-03-21
4
C
0
257066
0
D
Class A common stock, par value $0.01
257066
1496563
I
By Pine Brook BXP Intermediate, L.P.
Brigham Minerals Holdings, LLC Units
2022-03-21
4
C
0
432104
0
D
Class A common stock, par value $0.01
432104
2515595
I
By Pine Brook BXP II Intermediate, L.P.
Brigham Minerals Holdings, LLC Units
2022-03-21
4
C
0
69517
0
D
Class A common stock, par value $0.01
69517
404714
I
By Pine Brook PD Intermediate, L.P.
PBRA, LLC may be deemed to share beneficial ownership of the shares of Class A common stock, shares of Class B common stock and Brigham Minerals Holdings, LLC ("Brigham LLC") common units (each a "Common Unit") of Pine Brook PD Intermediate, L.P., Pine Brook BXP Intermediate, L.P. or Pine Brook BXP II Intermediate, L.P. as each of their general partner. Howard Newman is the managing member of PBRA, LLC and may also be deemed to share beneficial ownership of such securities. Each of PBRA, LLC, Pine Brook Capital Partners II, L.P., Pine Brook Road Associates II, L.P., Pine Brook PD Intermediate, L.P., Pine Brook BXP Intermediate, L.P., Pine Brook BXP II Intermediate, L.P. and Pine Brook Road Advisors, L.P. is a director-by-deputization solely for purposes of Section 16 of the Securities and Exchange Act of 1934.
At the request of the holder, each Common Unit may be coupled with a share of Class B common stock and redeemed for, at Brigham LLC's election, newly-issued shares of Class A common stock on a one-for-one basis or a cash payment equal to a volume weighted average closing price of one share of Class A common stock for each Common Unit redeemed (each, a "Redemption"). The Common Units do not expire.
As previously reported on the Forms 4 filed on March 9, 2022, March 11, 2022, March 15, 2022, and March 17, 2022, the broker of each holder of these securities sold a number of shares of Class A common stock subject to a future Redemption of the underlying common units of Brigham LLC and cancellation of an equal amount of shares of Class B common stock of Brigham Minerals, Inc. (collectively, the "Future Redemptions"). On March 21, 2022, Brigham LLC approved the Future Redemptions requested by each holder of these securities, including the settlement in shares of Class A common stock.
The Reporting Persons disclaim beneficial ownership of these securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Persons are the beneficial owners of the securities for Section 16 or any other purpose.
Pine Brook BXP Intermediate, L.P. requested that 257,066 shares of Class B common stock and 257,066 Common Units be redeemed, and Brigham LLC elected to redeem such securities for an aggregate of 257,066 shares of Class A common stock.
Pine Brook BXP II Intermediate, L.P. requested that 432,104 shares of Class B common stock and 432,104 Common Units be redeemed, and Brigham LLC elected to redeem such securities for an aggregate of 432,104 shares of Class A common stock.
Pine Brook PD Intermediate, L.P. requested that 69,517 shares of Class B common stock and 69,517 Common Units be redeemed, and Brigham LLC elected to redeem such securities for an aggregate of 69,517 shares of Class A common stock.
Pine Brook Road Advisors, L.P., By: PBRA, LLC, its General Partner, By: /s/ Richard Aube, President
2022-03-23
PBRA, LLC, By: /s/ Richard Aube, President
2022-03-23
Pine Brook Capital Partners II, L.P., By: Pine Brook Road Associates II, L.P., its General Partner, By: PBRA, LLC, its General Partner, By: /s/ Richard Aube, President
2022-03-23
Pine Brook PD Intermediate, L.P., By: PBRA, LLC, its General Partner, By: /s/ Richard Aube, President
2022-03-23
Pine Brook Road Associates II, L.P., By: PBRA, LLC, its General Partner, By: /s/ Richard Aube, President
2022-03-23
Pine Brook BXP Intermediate, L.P., By: PBRA, LLC, its General Partner, By: /s/ Richard Aube, President
2022-03-23
Pine Brook BXP II Intermediate, L.P., By: PBRA, LLC, its General Partner, By: /s/ Richard Aube, President
2022-03-23
/s/ Howard Newman
2022-03-23