0001213900-19-026653.txt : 20191220 0001213900-19-026653.hdr.sgml : 20191220 20191220132343 ACCESSION NUMBER: 0001213900-19-026653 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191218 FILED AS OF DATE: 20191220 DATE AS OF CHANGE: 20191220 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: AUGUST GLENN R CENTRAL INDEX KEY: 0001013025 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-50905 FILM NUMBER: 191299334 MAIL ADDRESS: STREET 1: C/O OHA - 1114 AVENUE OF THE AMERICAS STREET 2: 27TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: OHA Investment Corp CENTRAL INDEX KEY: 0001297704 IRS NUMBER: 201371499 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1114 AVENUE OF THE AMERICAS STREET 2: 27TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: (212) 852-1900 MAIL ADDRESS: STREET 1: 1114 AVENUE OF THE AMERICAS STREET 2: 27TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 FORMER COMPANY: FORMER CONFORMED NAME: NGP Capital Resources Co DATE OF NAME CHANGE: 20081120 FORMER COMPANY: FORMER CONFORMED NAME: NGP Capital Resources CO DATE OF NAME CHANGE: 20040720 4 1 ownership.xml OWNERSHIP DOCUMENT X0306 4 2019-12-18 1 0001297704 OHA Investment Corp OHAI 0001013025 AUGUST GLENN R C/O OAK HILL ADVISORS L.P. 1114 AVENUE OF THE AMERICAS, 27TH FLOOR NEW YORK NY 10036 1 0 0 0 Common Stock 2019-12-18 4 D 0 816401.594 D 0 D Disposed of pursuant to the Agreement and Plan of Merger, dated as of July 31, 2019 (as amended, the "Merger Agreement"), by and among OHA Investment Corporation (the "Company"), Portman Ridge Finance Corporation ("PTMN"), Storm Acquisition Sub Inc. ("Acquisition Sub") and Sierra Crest Investment Management LLC ("Sierra Crest"). Pursuant to the Merger Agreement, in exchange for each share of Company common stock, the reporting person received (i) 0.3688 of a share of PTMN common stock, par value $0.01 per share, (ii) approximately $0.42 in cash, without interest, from PTMN, and (iii) approximately $0.15 in cash, from Sierra Crest. The disposition reported in this Form 4 is an exempt transaction. /s/ Gregory Rubin, attorney-in-fact 2019-12-20