-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GNybDGcTo0reA+qmG0JjnnNHPkRQmXAhzQvVO+1leTIPNNyEkSDLMMj46IYLo8a8 tGP6YlbdRCs9nKhkovfczw== 0001179110-07-022589.txt : 20071204 0001179110-07-022589.hdr.sgml : 20071204 20071204143005 ACCESSION NUMBER: 0001179110-07-022589 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20071130 FILED AS OF DATE: 20071204 DATE AS OF CHANGE: 20071204 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNITED INDUSTRIAL CORP /DE/ CENTRAL INDEX KEY: 0000101271 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690] IRS NUMBER: 952081809 STATE OF INCORPORATION: DE FISCAL YEAR END: 1214 BUSINESS ADDRESS: STREET 1: 124 INDUSTRY LANE CITY: HUNT VALLEY STATE: MD ZIP: 21030 BUSINESS PHONE: (410) 628-3500 MAIL ADDRESS: STREET 1: 124 INDUSTRY LANE CITY: HUNT VALLEY STATE: MD ZIP: 21030 FORMER COMPANY: FORMER CONFORMED NAME: TOPP INDUSTRIES CORP DATE OF NAME CHANGE: 19710510 FORMER COMPANY: FORMER CONFORMED NAME: HAYES MANUFACTURING CORP DATE OF NAME CHANGE: 19660911 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Neal Richard I CENTRAL INDEX KEY: 0001293749 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04252 FILM NUMBER: 071283262 BUSINESS ADDRESS: BUSINESS PHONE: (410)628-3662 MAIL ADDRESS: STREET 1: C/O UNITED INDUSTRIAL CORPORATION STREET 2: 124 INDUSTRY LANE CITY: HUNT VALLEY STATE: MD ZIP: 21030 4 1 edgar.xml FORM 4 - X0202 4 2007-11-30 1 0000101271 UNITED INDUSTRIAL CORP /DE/ UIC 0001293749 Neal Richard I C/O UNITED INDUSTRIAL CORPORATION 124 INDUSTRY LANE HUNT VALLY MD 21030 1 0 0 0 Director Stock Option (right to buy) 21.90 2007-12-04 4 D 0 15000 59.10 D 2009-06-10 Common Stock 15000 0 D Director Stock Option (right to buy) 48.70 2007-12-04 4 D 0 5000 32.30 D 2016-05-18 Common Stock 5000 0 D Director Stock Option (right to buy) 61.15 2007-12-04 4 D 0 5000 19.85 D 2017-05-18 Common Stock 5000 0 D All unvested options became fully exercisable on November 14, 2007 upon the change in control resulting from consummation of the tender offer under to the Agreement and Plan of Merger dated October 7, 2007 (the "Merger Agreement") among the issuer, Textron Inc. and Marco Acquisition Sub Inc., an indirect wholly owned subsidiary of Textron Inc. On November 30, 2007, the Board of Directors of the issuer accelerated the cancellation of these options, in exchange for a cash payment in the amount of $81.00 per share less the exercise price of the options, as contemplated by the Merger Agreement. Susan E. Pendery, as Attorney in Fact for Richard I. Neal 2007-12-04 -----END PRIVACY-ENHANCED MESSAGE-----