0000902561-01-500279.txt : 20011010
0000902561-01-500279.hdr.sgml : 20011010
ACCESSION NUMBER: 0000902561-01-500279
CONFORMED SUBMISSION TYPE: SC 13D/A
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20011009
GROUP MEMBERS: NONE
SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: INSIGHT HEALTH SERVICES CORP
CENTRAL INDEX KEY: 0001012697
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MEDICAL LABORATORIES [8071]
IRS NUMBER: 330702770
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0630
FILING VALUES:
FORM TYPE: SC 13D/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 005-46311
FILM NUMBER: 1754809
BUSINESS ADDRESS:
STREET 1: 4400 MACARTHUR BLVD
STREET 2: SUITE 800
CITY: NEWPORT BEACH
STATE: CA
ZIP: 92660
BUSINESS PHONE: 9494760733
MAIL ADDRESS:
STREET 1: 4400 VON KARMAN AVE STE 800
CITY: NEWPORT BEACH
STATE: CA
ZIP: 92660
FILED BY:
COMPANY DATA:
COMPANY CONFORMED NAME: TC GROUP LLC
CENTRAL INDEX KEY: 0000933790
STANDARD INDUSTRIAL CLASSIFICATION: []
IRS NUMBER: 527656007
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: SC 13D/A
BUSINESS ADDRESS:
STREET 1: C/O THE CARLYLE GROUP
STREET 2: 1001 PENNSYLVANIA AVENUE NW SUITE 220 S
CITY: WASHINGTON
STATE: DC
ZIP: 20004-2505
BUSINESS PHONE: 2023472626
MAIL ADDRESS:
STREET 1: C/O CARLYLE GROUP
STREET 2: 1001 PENNSYLVANIA AVENUE NW SUITE 220 S
CITY: WASHINGTON
STATE: DC
ZIP: 20004
SC 13D/A
1
sch13d-a_wheeler100901.txt
SCHEDULE 13D/A
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
----------
SCHEDULE 13D/A
UNDER THE SECURITIES EXCHANGE ACT OF 1934
AMENDMENT NO. 4
INSIGHT HEALTH SERVICES CORP.
-----------------------------
(Name of Issuer)
Common Stock, par value $0.001 per share
----------------------------------------
(Title of Class of Securities)
45766Q 10 1
--------------
(CUSIP number)
Glenn A. Youngkin Mark S. Wojciechowski
The Carlyle Group Mayer, Brown & Platt
1001 Pennsylvania Avenue, N.W. 1675 Broadway
Washington, D.C. 20004 New York, NY 10019
(202) 347-2626 (212) 506-2500
---------------------------------------------------------------------
(Name, address and telephone number of person
authorized to receive notices and communications)
September 24, 2001
-------------------------------------------------------
(Date of event which requires filing of this statement)
If the filing person has previously filed a statement on Schedule 13G to
report the acquisition which is the subject of this Schedule 13D, and is filing
this schedule because of Rule 13d-1(b)(3) or (4), check the following box / /.
NOTE. Six copies of this statement, including all exhibits, should be
filed with the Commission. SEE Rule 13d-1(a) for other parties to whom copies
are to be sent.
-------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Carlyle Partners II, L.P.
IRS Identification No.: 51-0357731
-------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) /x/
(b) / /
-------------------------------------------------------------------------------
3 SEC USE ONLY
-------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
AF
-------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
TO ITEMS 2(d) OR 2(e) / /
-------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
-------------------------------------------------------------------------------
7 SOLE VOTING POWER
0
-----------------------------------------------------------------
NUMBER OF 8 SHARED VOTING POWER
SHARES 3,235,075
BENEFICIALLY -----------------------------------------------------------------
OWNED BY 9 SOLE DISPOSITIVE POWER
EACH 1,062,104
REPORTING -----------------------------------------------------------------
PERSON 10 SHARED DISPOSITIVE POWER
WITH 0
-------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
3,235,075
-------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES* / /
-------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
51.1%
-------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
PN
-------------------------------------------------------------------------------
(page 1 of 16)
-------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Carlyle Partners III, L.P.
IRS Identification No.: 51-0369721
-------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) /X/
(b) / /
-------------------------------------------------------------------------------
3 SEC USE ONLY
-------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
AF
-------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) OR 2(e) / /
-------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
-------------------------------------------------------------------------------
7 SOLE VOTING POWER
0
NUMBER OF ------------------------------------------------------------
SHARES 8 SHARED VOTING POWER
BENEFICIALLY 3,235,075
OWNED BY ------------------------------------------------------------
EACH 9 SOLE DISPOSITIVE POWER
REPORTING 48,478
PERSON ------------------------------------------------------------
WITH 10 SHARED DISPOSITIVE POWER
0
-------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
3,235,075
-------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES* / /
-------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
51.1%
-------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
PN
-------------------------------------------------------------------------------
(page 2 of 16)
-------------------------------------------------------------------------------
NAME OF REPORTING PERSON
1 S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Carlyle International Partners II, L.P.
IRS Identification No.: 98-0153707
-------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) /X/
(b) / /
-------------------------------------------------------------------------------
3 SEC USE ONLY
-------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
AF
-------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT / /
TO ITEMS 2(d) OR 2(e)
-------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman Islands
-------------------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF 0
SHARES ------------------------------------------------------------
BENEFICIALLY 8 SHARED VOTING POWER
OWNED BY 896,526
EACH ------------------------------------------------------------
REPORTING 9 SOLE DISPOSITIVE POWER
PERSON 896,526
WITH ------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
0
-------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
896,526
-------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES * / /
-------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
14.2%
-------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON *
PN
-------------------------------------------------------------------------------
(page 3 of 16)
-------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Carlyle International Partners III, L.P.
IRS Identification No.: 98-0153592
-------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a)/x/
(b)/ /
-------------------------------------------------------------------------------
3 SEC USE ONLY
-------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
AF
-------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) OR 2(e) / /
-------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman Islands
-------------------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF 0
SHARES ------------------------------------------------------------
BENEFICIALLY 8 SHARED VOTING POWER
OWNED BY 48,305
EACH ------------------------------------------------------------
REPORTING 9 SOLE DISPOSITIVE POWER
PERSON 48,305
WITH ------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
0
-------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
48,305
-------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES* / /
-------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.8%
-------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON *
PN
-------------------------------------------------------------------------------
(page 4 of 16)
-------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
C/S International Partners
IRS Identification No.: 98-0160490
-------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a)/x/
(b)/ /
-------------------------------------------------------------------------------
3 SEC USE ONLY
-------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
AF
-------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) OR 2(e) / /
-------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman Islands
-------------------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF 0
SHARES ------------------------------------------------------------
BENEFICIALLY 8 SHARED VOTING POWER
OWNED BY 201,858
EACH ------------------------------------------------------------
REPORTING 9 SOLE DISPOSITIVE POWER
PERSON 201,858
WITH ------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
0
-------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
201,858
-------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES* / /
-------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
3.2%
-------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON *
PN
-------------------------------------------------------------------------------
(page 5 of 16)
-------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Carlyle Investment Group, L.P.
IRS Identification No.: 51-0357730
-------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a)/x/
(b)/ /
-------------------------------------------------------------------------------
3 SEC USE ONLY
-------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
AF
-------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) OR 2(e) / /
-------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
-------------------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF 0
SHARES ------------------------------------------------------------
BENEFICIALLY 8 SHARED VOTING POWER
OWNED BY 1,115
EACH ------------------------------------------------------------
REPORTING 9 SOLE DISPOSITIVE POWER
PERSON 1,115
WITH ------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
0
-------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,115
-------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES* / /
-------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0%
-------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON *
PN
-------------------------------------------------------------------------------
(page 6 of 16)
-------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Carlyle-Insight Partners, L.P.
IRS Identification No.: 52-208122
-------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a)/x/
(b)/ /
-------------------------------------------------------------------------------
3 SEC USE ONLY
-------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
AF
-------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) OR 2(e) / /
-------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
-------------------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF 0
SHARES ------------------------------------------------------------
BENEFICIALLY 8 SHARED VOTING POWER
OWNED BY 3,235,075
EACH ------------------------------------------------------------
REPORTING 9 SOLE DISPOSITIVE POWER
PERSON 411,676
WITH ------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
0
-------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
3,235,075
-------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES* / /
-------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
51.1%
-------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON *
PN
-------------------------------------------------------------------------------
(page 7 of 16)
-------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Carlyle-Insight International Partners, L.P.
IRS Identification No.: 98-0181880
-------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a)/x/
(b)/ /
-------------------------------------------------------------------------------
3 SEC USE ONLY
-------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
AF
-------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) OR 2(e) / /
-------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman Islands
-------------------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF 0
SHARES ------------------------------------------------------------
BENEFICIALLY 8 SHARED VOTING POWER
OWNED BY 118,878
EACH ------------------------------------------------------------
REPORTING 9 SOLE DISPOSITIVE POWER
PERSON 118,878
WITH ------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
0
-------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
118,878
-------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES* / /
-------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
1.9%
-------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON *
PN
-------------------------------------------------------------------------------
(page 8 of 16)
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Carlyle Investment Management, L.L.C.
IRS Identification No.: 52-1988385
-------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a)/x/
(b)/ /
-------------------------------------------------------------------------------
3 SEC USE ONLY
-------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
OO
-------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) OR 2(e) / /
-------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
-------------------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF 0
SHARES ------------------------------------------------------------
BENEFICIALLY 8 SHARED VOTING POWER
OWNED BY 446,135
EACH ------------------------------------------------------------
REPORTING 9 SOLE DISPOSITIVE POWER
PERSON 446,135
WITH ------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
0
-------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
446,135
-------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES* / /
-------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
7.1%
-------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON *
OO
* Carlyle Investment Management, L.L.C. is a limited liability
company organized under the laws of the State of Delaware.
-------------------------------------------------------------------------------
(page 9 of 16)
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
TC Group, L.L.C.
IRS Identification No.: 54-1686957
-------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a)/x/
(b)/ /
-------------------------------------------------------------------------------
3 SEC USE ONLY
-------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
AF
-------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) OR 2(e) / /
-------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
-------------------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF 0
SHARES ------------------------------------------------------------
BENEFICIALLY 8 SHARED VOTING POWER
OWNED BY 3,235,075
EACH ------------------------------------------------------------
REPORTING 9 SOLE DISPOSITIVE POWER
PERSON 0
WITH ------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
3,235,075
-------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
3,235,075
-------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES* / /
-------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
51.1%
-------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON *
OO
* TC Group, L.L.C. is a limited liability company organized
under the laws of the State of Delaware.
-------------------------------------------------------------------------------
(page 10 of 16)
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
TC Group Management, L.L.C.
IRS Identification No.: 52-1892219
-------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a)/x/
(b)/ /
-------------------------------------------------------------------------------
3 SEC USE ONLY
-------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
AF
-------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) OR 2(e) / /
-------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
-------------------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF 39,167
SHARES ------------------------------------------------------------
BENEFICIALLY 8 SHARED VOTING POWER
OWNED BY 0
EACH ------------------------------------------------------------
REPORTING 9 SOLE DISPOSITIVE POWER
PERSON 39,167
WITH ------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
0
-------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
39,167
-------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES* / /
-------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.6%
-------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON *
OO
* TC Group Management, L.L.C. is a limited liability company
organized under the laws of the State of Delaware.
-------------------------------------------------------------------------------
(page 11 of 16)
AMENDMENT NO. 4 TO SCHEDULE 13D
This Amendment No. 4 is filed by the Reporting Persons (as defined in
Amendment No. 1 to Schedule 13D) to amend and supplement the Schedule 13D filed
on October 14, 1997, as previously amended on May 18, 1999, June 2, 1999, and
July 10, 2001, that relates to the common stock, $0.001 par value, of InSight
Health Services Corp. ("InSight"). This Amendment is filed for the purposes of
describing the conversion of the Purchasers' shares of Series B Preferred Stock
into Series D Preferred Stock.
Unless specifically amended hereby, the disclosures set forth in the
Schedule 13D, as amended through Amendment No. 3, shall remain unchanged.
Item 4 of Schedule 13D is hereby supplemented with the following:
On September 24, 2001, upon delivery to InSight of the notices of
conversion to Series D Preferred Stock (individually, a "Conversion Notice" and
collectively, the "Conversion Notices") by the holders of the Series B Preferred
Stock and the holders of InSight Convertible Preferred Stock, Series C, par
value $0.001 per share (the "Series C Preferred Stock"), respectively, all of
the outstanding shares of Series B Preferred Stock and all of the outstanding
shares of the Series C Preferred Stock were automatically converted into shares
of Series D Preferred Stock. In addition, upon such conversion, the board of
InSight was automatically increased by six (the "Conversion Directors") pursuant
to the terms of the Certificate of Designation, Preferences and Rights of
Convertible Preferred Stock, Series D, of InSight (the "Series D Certificate of
Designation," which is incorporated herein by reference to InSight's 10-K, filed
with the SEC on October 14, 1997). The Series D Certificate of Designation
provides that, immediately following delivery of the Conversion Notices, the
holders of the Series D Preferred Stock shall have the right to elect all of
such new directors. In their Conversion Notice, the Reporting Persons stated
that the delivery of such Conversion Notice shall not be deemed to constitute an
election by the Reporting Persons of any Conversion Directors. However, the
Reporting Persons (i) have reserved rights they may have to elect any Conversion
Directors in the future and (ii) have agreed to defer any such election or
appointment until such time as the holders of 66 2/3% of the shares of Series D
Preferred Stock agree to commence such election or appointment.
(page 12 of 16)
Item 5 of Schedule 13D is hereby amended and restated as follows:
ITEM 5. INTEREST IN SECURITIES OF THE ISSUER
Beneficial Ownership of
Common Stock upon Beneficial Ownership of
Conversion of Series D Preferred Common Stock upon
Shares Exercise of Warrants Total Beneficial Ownership
-------------------------------- ----------------------------- -----------------------------
Shares Percentage(1) Shares Percentage(1) Shares Percentage(1)
------ ------------- ------ ------------- ------ -------------
CP II 2,985,075 47.19% 250,000 3.95% 3,235,075 51.15%
CP III 2,985,075 47.19% 250,000 3.95% 3,235,075 51.15%
CIP II 827,244 13.08% 69,282 1.10% 896,526 14.17%
CIP III 44,527 .70% 3,733 .06% 48,305 .76%
C/S 186,258 2.94% 15,599 .25% 201,858 3.19%
CIG 1,029 .02% 86 0% 1,115 .02%
C-IP 2,985,075 47.19% 250,000 3.95% 3,235,075 51.15%
C-IIP 109,691 1.73% 9,187 .15% 118,878 1.88%
TC Group 2,985,075 47.19% 250,000 3.95% 3,235,075 51.15%
CIM 411,658 6.51% 34,476 .55% 446,135 7.05%
TC Group Mgmt. 0 0% 39,167 .62% 39,167 .62%
Reporting Persons 2,985,075 47.19% 289,167 4.57% 3,274,242 51.76%
(1) All percentages calculated based on the total number of shares of Common
Stock of InSight that, after giving effect to the conversion of all Series D
Preferred Stock owned by the Reporting Persons and the exercise of all
Warrants owned by the Reporting Persons, would be outstanding, based on
3,011,656 shares of Common Stock represented by InSight as outstanding as of
June 29, 2001.
(b). CP II is currently the beneficial owner of 98,003 Series D Preferred
Shares (which have the right to convert into 980,027 shares of Common Stock) and
Warrants to purchase 82,077 shares of Common Stock. CP II has the power to vote
and dispose all such shares, totaling 1,062,104. TC Group is its general
partner. Pursuant to the CP III Agreement and the C-IP Agreement more fully
described in Item 4, CP II shares the power to vote these shares with CP III and
C-IP. Pursuant to the CP II Agreement more fully described in Item 4, CP II has
shared power to vote the 3,235,075 shares beneficially owned by the Reporting
Persons and CIM (for the Fund).
CP III is currently the beneficial owner of 4,473 Series D Preferred Shares
(which have the right to convert into 44,732 shares of Common Stock) and
Warrants to purchase 3,746 shares of Common Stock. CP III has the power to vote
and dispose all such shares, totaling 48,478. TC Group is its general partner.
Pursuant to the CP II Agreement and the C-IP Agreement more fully described in
Item 4, CP III shares the power to vote these shares with CP II and C-IP.
Pursuant to the CP III Agreement more fully described in Item 4, CP III has
shared power to vote the 3,235,075 shares beneficially owned by the Reporting
Persons and CIM (for the Fund).
CIP II is currently the beneficial owner of 82,725 Series D Preferred
Shares (which have the right to convert into 827,244 shares of Common Stock) and
Warrants to purchase 69,282 shares of Common Stock. CIP II has the power to vote
and dispose all such shares, totaling 896,526. TC Group is its managing general
partner. Pursuant to the Voting Agreements more fully described in Item 4, CIP
II shares the power to vote these shares with CP II, CP III, and C-IP.
CIP III is currently the beneficial owner of 4,457 Series D Preferred
Shares (which have the right to convert into 44,572 shares of Common Stock) and
Warrants to purchase 3,733 shares of Common Stock. CIP III has the power to vote
and dispose all such shares, totaling 48,305. TC Group is its managing general
partner. Pursuant to the Voting Agreements more fully described in Item 4, CIP
III shares the power to vote these shares with CP II, CP III, and C-IP.
C/S is currently the beneficial owner of 18,626 Series D Preferred Shares
(which have the right to convert into 186,258 shares of Common Stock) and
Warrants to purchase 15,599 shares of Common Stock. C/S has the power to vote
and dispose all such shares, totaling 201,858. TC Group is its managing general
partner. Pursuant to the Voting Agreements more fully described in Item 4, C/S
shares the power to vote these shares with CP II, CP III, and C-IP.
CIG is currently the beneficial owner of 103 Series D Preferred Shares
(which have the right to convert into 1,029 shares of Common Stock) and Warrants
to purchase 86 shares of Common Stock. CIG has the power to vote and dispose all
such shares, totaling 1,115. TC Group is its general partner. Pursuant to the
Voting Agreements more fully described in Item 4, CIG shares the power to vote
these shares with CP II, CP III, and C-IP.
(page 13 of 16)
C-IP is currently the beneficial owner of 37,986 Series D Preferred Shares
(which have the right to convert into 379,863 shares of Common Stock) and
Warrants to purchase 31,813 shares of Common Stock. C-IP has the power to vote
and dispose all such shares, totaling 411,676. TC Group is its general partner.
Pursuant to the CP II Agreement and the CP III Agreement more fully described in
Item 4, C-IP shares the power to vote these shares with CP II and CP III.
Pursuant to the C-IP Agreement more fully described in Item 4, C-IP has shared
power to vote the 3,235,075 shares beneficially owned by the Reporting Persons
and CIM (for the Fund).
C-IIP is currently the beneficial owner of 10,969 Series D Preferred Shares
(which have the right to convert into 109,691 shares of Common Stock) and
Warrants to purchase 9,187 shares of Common Stock. C-IIP has the power to vote
and dispose all such shares, totaling 118,878. TC Group is its managing general
partner. Pursuant to the Voting Agreements more fully described in Item 4, C-IIP
shares the power to vote these shares with CP II, CP III, and C-IP.
TC Group Mgmt. is currently the beneficial owner of Warrants to purchase
39,167 shares of Common Stock. TC Group Mgmt. has the power, assuming exercise
of such Warrants, to vote and dispose all such shares.
TC Group may be deemed to be the beneficial owner of 250,000 Series D
Preferred Shares (which convert into 2,985,075 shares of Common Stock) and
Warrants to purchase 250,000 shares of Common Stock as the general partner of CP
II, CP III, CIG, and C-IP, as the managing general partner of CIP II, CIP III,
C/S and C-IIP and as an affiliate of CIM. TC Group may be deemed to share voting
and disposal rights of all such shares, totaling 3,235,075 as the general
partner of CP II, CP III, CIG, and C-IP, as the managing general partner of CIP
II, CIP III, C/S and C-IP, and as an affiliate of CIM.
As investment adviser to SBA, CIM may be deemed the beneficial owner of
41,166 Preferred Shares (which have the right to convert into 411,658 shares of
Common Stock) and Warrants to purchase 34,476 shares of Common Stock. CIM has
the power to vote and dispose all such shares, totaling 445,834. Pursuant to the
Voting Agreements more fully described in Item 4, CIM shares the power to vote
these shares with CP II, CP III, and C-IP.
The Reporting Persons are the beneficial owners of 250,000 shares of Series
D Preferred Stock (which have the right to convert into 2,985,075 shares of
Common Stock) and Warrants to purchase 250,000 shares of Common Stock. The
Reporting Persons thus have voting rights and disposal rights of all such
shares, totaling 3,235,075 shares of Common Stock.
CIA does not have the power to vote or dispose of the Company's Common
Stock under the partnership agreements of CP II, CP III or C-IP. SCOP does not
have the power to vote or dispose of the Company's Common Stock under the
partnership agreement of C/S. Therefore, CIA and SCOP are not deemed beneficial
owners of any of the securities of the Company held by the Reporting Persons.
TC Group and TCG may be deemed to share beneficial ownership of the shares
of Common Stock beneficially owned by the Reporting Persons. TC Group and TCG
expressly disclaim any such beneficial ownership. William E. Conway, Jr., Frank
C. Carlucci, III, Daniel A. D'Aniello, Richard G. Darman, David M. Rubenstein,
Allan M. Holt, Jerome H. Powell, Leslie L. Armitage, Peter J. Clare, Glenn A.
Youngkin, Frank D. Yeary, W. Robert Dahl and James A. Baker, III are managing
members of TCG, and, in such capacity, such individuals may be deemed to share
beneficial ownership of any shares of Common Stock beneficially owned by TCG.
Such individuals expressly disclaim any such beneficial ownership.
(c). Not applicable.
(d). No person other than the Reporting Persons (and, as to CIM, the Fund
with respect to the receipt of dividends or proceeds from the sale of the shares
of capital stock of the Company owned by CIM) is known to the Reporting Persons
to have the right to receive or the power to direct the receipt of dividends
from, or the proceeds from the sale of, the shares of capital stock of the
Company owned by the Reporting Persons.
(e). Not applicable.
(page 14 of 16)
SIGNATURES
After reasonable inquiry and to the best knowledge and belief of each, the
undersigned hereby certify that the information set forth in this statement is
true, complete, and correct.
Dated: October [__], 2001.
CARLYLE PARTNERS II, L.P.,
a Delaware limited partnership
By: TC Group, L.L.C., as the General Partner
By: TCG Holdings, L.L.C. as the Managing
Member
By: /s/ W. Robert Dahl
----------------------
Name: Glenn A. Youngkin
Title: Managing Director
CARLYLE PARTNERS III, L.P.,
a Delaware limited partnership
By: TC Group, L.L.C., as the General Partner
By: TCG Holdings, L.L.C. as the Managing
Member
By: /s/ W. Robert Dahl
----------------------
Name: W. Robert Dahl
Title: Managing Director
CARLYLE INTERNATIONAL PARTNERS II, L.P.,
a Cayman Islands exempted limited partnership
By: TC Group, L.L.C., as the General Partner
By: TCG Holdings, L.L.C. as the Managing
Member
By: /s/ W. Robert Dahl
----------------------
Name: W. Robert Dahl
Title: Managing Director
CARLYLE INTERNATIONAL PARTNERS III, L.P.,
a Cayman Islands exempted limited partnership
By: TC Group, L.L.C., as the General Partner
By: TCG Holdings, L.L.C. as the Managing
Member
By: /s/ W. Robert Dahl
-----------------------
Name: W. Robert Dahl
Title: Managing Director
C/S INTERNATIONAL PARTNERS,
a Cayman Islands general partnership
By: TC Group, L.L.C., as the General Partner
By: TCG Holdings, L.L.C. as the Managing
Member
By: /s/ W. Robert Dahl
-----------------------
Name: W. Robert Dahl
Title: Managing Director
(page 15 of 16)
CARLYLE INVESTMENT GROUP, L.P.,
a Delaware limited partnership
By: TC Group, L.L.C., as the General Partner
By: TCG Holdings, L.L.C. as the Managing
Member
By: /s/ W. Robert Dahl
-----------------------
Name: W. Robert Dahl
Title: Managing Director
CARLYLE-INSIGHT INTERNATIONAL
PARTNERS, L.P.,
a Cayman Islands exempted limited partnership
By: TC Group, L.L.C., as the General Partner
By: TCG Holdings, L.L.C. as the Managing
Member
By: /s/ W. Robert Dahl
-----------------------
Name: W. Robert Dahl
Title: Managing Director
CARLYLE-INSIGHT PARTNERS, L.P.,
a Delaware limited partnership
By: TC Group, L.L.C., as the General Partner
By: TCG Holdings, L.L.C. as the Managing
Member
By: /s/ W. Robert Dahl
-----------------------
Name: W. Robert Dahl
Title: Managing Director
TC GROUP, L.L.C.,
a Delaware limited liability company
By: TCG Holdings, L.L.C., as the Managing
Member
By: /s/ W. Robert Dahl
-----------------------
Name: W. Robert Dahl
Title: Managing Director
CARLYLE INVESTMENT MANAGEMENT, L.L.C.,
a Delaware limited liability company
By: /s/ W. Robert Dahl
------------------------
Name: W. Robert Dahl
Title: Managing Director
(page 16 of 16)