The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ACADIA PHARMACEUTICALS INC | COM | 004225108 | 4,524 | 186,789 | SH | SOLE | 186,789 | 0 | 0 | ||
ACADIA PHARMACEUTICALS INC | COM | 004225108 | 1,058 | 459,300 | SH | Put | SOLE | 459,300 | 0 | 0 | |
ACCELERATE DIAGNOSTICS INC | COM | 00430H102 | 3,934 | 2,731,856 | SH | SOLE | 2,731,856 | 0 | 0 | ||
AGENUS INC | COM NEW | 00847G705 | 21,417 | 8,706,132 | SH | SOLE | 8,706,132 | 0 | 0 | ||
ANTARES PHARMA INC | COM | 036642106 | 7,052 | 1,720,000 | SH | SOLE | 1,720,000 | 0 | 0 | ||
ARBUTUS BIOPHARMA CORP | COM | 03879J100 | 149 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
ARK ETF TR | INNOVATION ETF | 00214Q104 | 16,573 | 250,000 | SH | SOLE | 250,000 | 0 | 0 | ||
ASPIRA WOMENS HEALTH INC | COM | 04537Y109 | 2,202 | 2,116,839 | SH | SOLE | 2,116,839 | 0 | 0 | ||
BIOCRYST PHARMACEUTICALS INC | COM | 09058V103 | 27,979 | 1,720,733 | SH | SOLE | 1,720,733 | 0 | 0 | ||
BIOCRYST PHARMACEUTICALS INC | COM | 09058V103 | 1,263 | 550,000 | SH | Put | SOLE | 550,000 | 0 | 0 | |
BIOGEN INC | COM | 09062X103 | 508 | 2,412 | SH | SOLE | 2,412 | 0 | 0 | ||
BIOHAVEN PHARMACTL HLDG CO L | COM | G11196105 | 244,420 | 2,061,402 | SH | SOLE | 2,061,402 | 0 | 0 | ||
BIOHAVEN PHARMACTL HLDG CO L | COM | G11196105 | 212 | 20,000 | SH | Put | SOLE | 20,000 | 0 | 0 | |
CENTENE CORP DEL | COM | 15135B101 | 1,485 | 300,000 | SH | Put | SOLE | 300,000 | 0 | 0 | |
CODIAK BIOSCIENCES INC | COM | 192010106 | 3,164 | 504,602 | SH | SOLE | 504,602 | 0 | 0 | ||
CONTRAFECT CORP | COM NEW | 212326300 | 7,133 | 1,954,222 | SH | SOLE | 1,954,222 | 0 | 0 | ||
DERMTECH INC | COM | 24984K105 | 9,585 | 652,907 | SH | SOLE | 652,907 | 0 | 0 | ||
DERMTECH INC | COM | 24984K105 | 921 | 193,800 | SH | Put | SOLE | 193,800 | 0 | 0 | |
DIREXION SHS ETF TR | SP BIOTCH BL NEW | 25490K323 | 1,775 | 1,000,000 | SH | Put | SOLE | 1,000,000 | 0 | 0 | |
FORIAN INC | COM | 34630N106 | 8,784 | 1,262,040 | SH | SOLE | 1,262,040 | 0 | 0 | ||
IMMUNITYBIO INC | COM | 45256X103 | 2,244 | 400,013 | SH | SOLE | 400,013 | 0 | 0 | ||
IMMUTEP LTD | SPONSORED ADS | 45257L108 | 2,675 | 976,156 | SH | SOLE | 976,156 | 0 | 0 | ||
OPKO HEALTH INC | COM | 68375N103 | 30,911 | 8,985,756 | SH | SOLE | 8,985,756 | 0 | 0 | ||
OPKO HEALTH INC | COM | 68375N103 | 292 | 749,900 | SH | Put | SOLE | 749,900 | 0 | 0 | |
PACIFIC BIOSCIENCES CALIF IN | COM | 69404D108 | 11,151 | 1,225,395 | SH | SOLE | 1,225,395 | 0 | 0 | ||
PFIZER INC | COM | 717081103 | 1,265 | 550,000 | SH | Put | SOLE | 550,000 | 0 | 0 | |
PROTAGENIC THERAPEUTICS INC | COM | 74365N103 | 16 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
QUIDEL CORP | COM | 74838J101 | 79,693 | 708,631 | SH | SOLE | 708,631 | 0 | 0 | ||
QUIDEL CORP | COM | 74838J101 | 200 | 26,500 | SH | Put | SOLE | 26,500 | 0 | 0 | |
SEMA4 HOLDINGS CORP | COM CL A | 81663L101 | 12,111 | 3,944,832 | SH | SOLE | 3,944,832 | 0 | 0 | ||
SOLENO THERAPEUTICS INC | COM NEW | 834203200 | 475 | 2,132,000 | SH | SOLE | 2,132,000 | 0 | 0 | ||
VERTEX ENERGY INC | COM | 92534K107 | 547 | 55,000 | SH | SOLE | 55,000 | 0 | 0 |