The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ACCELERATE DIAGNOSTICS INC | COM | 00430H102 | 30,436 | 3,776,121 | SH | SOLE | 3,776,121 | 0 | 0 | ||
AGENUS INC | COM NEW | 00847G705 | 50,363 | 9,173,582 | SH | SOLE | 9,173,582 | 0 | 0 | ||
AMARIN CORP PLC | SPONS ADR NEW | 023111206 | 3,729 | 851,335 | SH | SOLE | 851,335 | 0 | 0 | ||
ANTARES PHARMA INC | COM | 036642106 | 8,284 | 1,900,000 | SH | SOLE | 1,900,000 | 0 | 0 | ||
ASPIRA WOMENS HEALTH INC | COM | 04537Y109 | 48,597 | 8,647,094 | SH | SOLE | 8,647,094 | 0 | 0 | ||
BIOCRYST PHARMACEUTICALS INC | COM | 09058V103 | 30,367 | 1,920,733 | SH | SOLE | 1,920,733 | 0 | 0 | ||
BIODESIX INC | COM | 09075X108 | 3,111 | 235,511 | SH | SOLE | 235,511 | 0 | 0 | ||
BIOGEN INC | COM | 09062X103 | 835 | 2,412 | SH | SOLE | 2,412 | 0 | 0 | ||
BIOHAVEN PHARMACTL HLDG CO L | COM | G11196105 | 202,174 | 2,082,555 | SH | SOLE | 2,082,555 | 0 | 0 | ||
BIOHAVEN PHARMACTL HLDG CO L | COM | G11196105 | 1,820 | 248,200 | SH | Put | SOLE | 248,200 | 0 | 0 | |
CAPRICOR THERAPEUTICS INC | COM NEW | 14070B309 | 5,983 | 1,166,249 | SH | SOLE | 1,166,249 | 0 | 0 | ||
CODIAK BIOSCIENCES INC | COM | 192010106 | 12,576 | 678,700 | SH | SOLE | 678,700 | 0 | 0 | ||
CONTRAFECT CORP | COM NEW | 212326300 | 7,431 | 1,688,902 | SH | SOLE | 1,688,902 | 0 | 0 | ||
DERMTECH INC | COM | 24984K105 | 27,265 | 655,877 | SH | SOLE | 655,877 | 0 | 0 | ||
FORIAN INC | COM | 34630N106 | 10,915 | 868,342 | SH | SOLE | 868,342 | 0 | 0 | ||
IMMUTEP LTD | SPONSORED ADS | 45257L108 | 3,870 | 1,000,000 | SH | SOLE | 1,000,000 | 0 | 0 | ||
MOTUS GI HLDGS INC | COM | 62014P108 | 3,845 | 3,697,551 | SH | SOLE | 3,697,551 | 0 | 0 | ||
OPKO HEALTH INC | COM | 68375N103 | 51,917 | 12,819,073 | SH | SOLE | 12,819,073 | 0 | 0 | ||
OPKO HEALTH INC | COM | 68375N103 | 334 | 667,800 | SH | Put | SOLE | 667,800 | 0 | 0 | |
PACIFIC BIOSCIENCES CALIF IN | COM | 69404D108 | 48,054 | 1,374,159 | SH | SOLE | 1,374,159 | 0 | 0 | ||
QUIDEL CORP | COM | 74838J101 | 107,250 | 837,109 | SH | SOLE | 837,109 | 0 | 0 | ||
SELECT MED HLDGS CORP | COM | 81619Q105 | 3,744 | 88,589 | SH | SOLE | 88,589 | 0 | 0 | ||
SOLENO THERAPEUTICS INC | COM NEW | 834203200 | 2,430 | 2,132,000 | SH | SOLE | 2,132,000 | 0 | 0 | ||
SPDR SER TR | S&P BIOTECH | 78464A870 | 10,317 | 76,200 | SH | SOLE | 76,200 | 0 | 0 | ||
SPDR SER TR | S&P BIOTECH | 78464A870 | 3,898 | 825,000 | SH | Put | SOLE | 825,000 | 0 | 0 | |
VERTEX ENERGY INC | COM | 92534K107 | 1,191 | 90,000 | SH | SOLE | 90,000 | 0 | 0 | ||
VIR BIOTECHNOLOGY INC | COM | 92764N102 | 33,355 | 705,486 | SH | SOLE | 705,486 | 0 | 0 | ||
VIR BIOTECHNOLOGY INC | COM | 92764N102 | 1,313 | 196,700 | SH | Put | SOLE | 196,700 | 0 | 0 | |
Y-MABS THERAPEUTICS INC | COM | 984241109 | 10,162 | 300,642 | SH | SOLE | 300,642 | 0 | 0 |