0001209191-19-062135.txt : 20191230
0001209191-19-062135.hdr.sgml : 20191230
20191230164616
ACCESSION NUMBER: 0001209191-19-062135
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20191230
FILED AS OF DATE: 20191230
DATE AS OF CHANGE: 20191230
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Carter Bruce James
CENTRAL INDEX KEY: 0001735898
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-31456
FILM NUMBER: 191317059
MAIL ADDRESS:
STREET 1: LEVEL 6, 81 FLINDERS ST.
CITY: ADELAIDE
STATE: C3
ZIP: 5000
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GENESEE & WYOMING INC
CENTRAL INDEX KEY: 0001012620
STANDARD INDUSTRIAL CLASSIFICATION: RAILROADS, LINE-HAUL OPERATING [4011]
IRS NUMBER: 060984624
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 20 WEST AVENUE
CITY: DARIEN
STATE: CT
ZIP: 06820
BUSINESS PHONE: 2032028900
MAIL ADDRESS:
STREET 1: 20 WEST AVENUE
CITY: DARIEN
STATE: CT
ZIP: 06820
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2019-12-30
1
0001012620
GENESEE & WYOMING INC
GWR
0001735898
Carter Bruce James
C/O GENESEE & WYOMING INC.
20 WEST AVENUE
DARIEN
CT
06820
1
0
0
0
Class A Common Stock, $.01 par value
2019-12-30
4
D
0
3974
112.00
D
0
D
On December 30, 2019, in connection with the acquisition of Genesee & Wyoming Inc. ("G&W") by Brookfield Infrastructure and GIC, pursuant to an Agreement and Plan of Merger, dated as of July 1, 2019, among G&W, DJP XX, LLC ("Parent") and MKM XXII Corp. ("Merger Sub"), Merger Sub was merged with and into G&W (the "Merger") with G&W surviving the Merger as a wholly-owned subsidiary of Parent. Pursuant to the Merger Agreement, upon completion of the Merger, each share of G&W common stock (other than certain excluded shares) was converted into the right to receive $112.00 in cash (the "Merger Consideration") and time-based vesting conditions of each unvested deferred stock unit, restricted stock unit, phantom stock unit, restricted share or similar stock right ("Stock Units") were deemed satisfied and accelerated in full and each Stock Unit was cancelled and entitled the holder to receive the Merger Consideration.
Included in the table above are a total of 2,028 Stock Units which were accelerated in connection with the Merger.
Allison M. Fergus, Attorney-in-Fact for Bruce J. Carter
2019-12-30