0001209191-19-057784.txt : 20191122
0001209191-19-057784.hdr.sgml : 20191122
20191122162326
ACCESSION NUMBER: 0001209191-19-057784
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20191121
FILED AS OF DATE: 20191122
DATE AS OF CHANGE: 20191122
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HELLMANN JOHN C
CENTRAL INDEX KEY: 0001241524
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-31456
FILM NUMBER: 191241919
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GENESEE & WYOMING INC
CENTRAL INDEX KEY: 0001012620
STANDARD INDUSTRIAL CLASSIFICATION: RAILROADS, LINE-HAUL OPERATING [4011]
IRS NUMBER: 060984624
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 20 WEST AVENUE
CITY: DARIEN
STATE: CT
ZIP: 06820
BUSINESS PHONE: 2032028900
MAIL ADDRESS:
STREET 1: 20 WEST AVENUE
CITY: DARIEN
STATE: CT
ZIP: 06820
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2019-11-21
0
0001012620
GENESEE & WYOMING INC
GWR
0001241524
HELLMANN JOHN C
C/O GENESEE & WYOMING INC.
20 WEST AVENUE
DARIEN
CT
06820
1
1
0
0
Chief Exec. Officer & Pres.
Class A Common Stock, $.01 par value
2019-11-21
4
M
0
23234
98.59
A
444892
D
Class A Common Stock, $.01 par value
2019-11-21
4
S
0
21888
111.38
D
423004
D
Class A Common Stock, $.01 par value
55555
I
By Trust
Stock Option (Right to Buy)
98.59
2019-11-21
4
M
0
23234
0.00
D
2019-11-27
Class A Common Stock, $.01 par value
23234
0
D
Class B Common Stock, $.01 par value
Class A Common Stock, $.01 par value
1872
D
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 10, 2018.
Represents the weighted average sales price for the price increments ranging from $111.30 to $111.48.
The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.
Held by a trust of which Mr. Hellmann is investment trustee for the benefit of family members of Mr. Hellmann.
This option award was granted under the Genesee & Wyoming Inc. Fourth Amended and Restated 2004 Omnibus Incentive Plan and vested in three equal annual installments, beginning February 28, 2015.
This Class B Common Stock is not registered pursuant to Section 12 of the Act. However, each share of Class B Common Stock is freely convertible into one share of Class A Common Stock.
Allison M. Fergus, Attorney-in-Fact for John C. Hellmann
2019-11-22