0001209191-19-021784.txt : 20190329
0001209191-19-021784.hdr.sgml : 20190329
20190329165137
ACCESSION NUMBER: 0001209191-19-021784
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180201
FILED AS OF DATE: 20190329
DATE AS OF CHANGE: 20190329
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Fergus Allison M
CENTRAL INDEX KEY: 0001379256
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-31456
FILM NUMBER: 19717163
MAIL ADDRESS:
STREET 1: C/O GENESEE & WYOMING INC
STREET 2: 66 FIELD POINT ROAD
CITY: GREENWICH
STATE: CT
ZIP: 06830
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GENESEE & WYOMING INC
CENTRAL INDEX KEY: 0001012620
STANDARD INDUSTRIAL CLASSIFICATION: RAILROADS, LINE-HAUL OPERATING [4011]
IRS NUMBER: 060984624
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 20 WEST AVENUE
CITY: DARIEN
STATE: CT
ZIP: 06820
BUSINESS PHONE: 2032028900
MAIL ADDRESS:
STREET 1: 20 WEST AVENUE
CITY: DARIEN
STATE: CT
ZIP: 06820
4/A
1
doc4a.xml
FORM 4/A SUBMISSION
X0306
4/A
2018-02-01
2018-03-07
0
0001012620
GENESEE & WYOMING INC
GWR
0001379256
Fergus Allison M
C/O GENESEE & WYOMING INC.
20 WEST AVENUE
DARIEN
CT
06820
0
1
0
0
General Counsel and Secretary
Class A Common Stock, $.01 par value
2018-02-01
4
A
0
2049
0.00
A
65730
D
Class A Common Stock, $.01 par value
2018-02-28
4
F
0
215
69.53
D
65515
D
The Form 4 originally filed on March 7, 2018 (the "Original Form 4") is being amended to correct the number of shares of common stock determined to have been earned on February 1, 2018, on the previously granted 2017 performance-based restricted stock unit award based upon Genesee & Wyoming Inc.'s attainment of pre-determined financial performance targets established under its GVA methodology as well as correcting the number of shares beneficially owned following the foregoing transaction. Following the certification of the achievement of performance criteria, the 2017 performance-based restricted stock unit award is subject to time-based vesting, and vests in three equal annual installments, beginning February 28, 2018.
All shares are held in a joint account with spouse.
These shares were surrendered to Genesee & Wyoming Inc. for the payment of taxes in connection with the vesting of previously granted 2017 performance-based restricted stock unit awards.
The Original Form 4 is also being amended to correct the number of shares beneficially owned following the other transaction reported in the Original Form 4.
Allison M. Fergus
2019-03-29