0001209191-19-015764.txt : 20190304
0001209191-19-015764.hdr.sgml : 20190304
20190304172022
ACCESSION NUMBER: 0001209191-19-015764
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190228
FILED AS OF DATE: 20190304
DATE AS OF CHANGE: 20190304
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Fergus Allison M
CENTRAL INDEX KEY: 0001379256
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-31456
FILM NUMBER: 19655130
MAIL ADDRESS:
STREET 1: C/O GENESEE & WYOMING INC
STREET 2: 66 FIELD POINT ROAD
CITY: GREENWICH
STATE: CT
ZIP: 06830
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GENESEE & WYOMING INC
CENTRAL INDEX KEY: 0001012620
STANDARD INDUSTRIAL CLASSIFICATION: RAILROADS, LINE-HAUL OPERATING [4011]
IRS NUMBER: 060984624
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 20 WEST AVENUE
CITY: DARIEN
STATE: CT
ZIP: 06820
BUSINESS PHONE: 2032028900
MAIL ADDRESS:
STREET 1: 20 WEST AVENUE
CITY: DARIEN
STATE: CT
ZIP: 06820
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2019-02-28
0
0001012620
GENESEE & WYOMING INC
GWR
0001379256
Fergus Allison M
C/O GENESEE & WYOMING INC.
20 WEST AVENUE
DARIEN
CT
06820
0
1
0
0
General Counsel and Secretary
Class A Common Stock, $.01 par value
2019-02-28
4
F
0
258
82.00
D
62202
D
Class A Common Stock, $.01 par value
2019-02-28
4
F
0
283
82.00
D
61919
D
Class A Common Stock, $.01 par value
2019-02-28
4
A
0
5104
82.00
A
67023
D
Class A Common Stock, $.01 par value
2019-02-28
4
A
0
382
82.00
A
67405
D
Class A Common Stock, $.01 par value
2019-02-28
4
A
0
546
82.00
A
67951
D
These shares were surrendered to Genesee & Wyoming Inc. (the "Company") for the payment of taxes in connection with the vesting of previously granted restricted stock awards.
All shares are held in a joint account with spouse.
This restricted stock award was granted under the Company's Fourth Amended and Restated 2004 Omnibus Incentive Plan (the "Plan") and will vest in three equal annual installments, beginning February 28, 2020.
Represents the number of underlying shares of Class A Common Stock of the Company earned in accordance with the Company's attainment of pre-determined financial performance targets established under its GVA methodology on the previously granted 2017 performance-based restricted stock unit award. The aforementioned award was also subject to time-based vesting, and partially vested on February 28, 2019.
Represents the number of underlying shares of Class A Common Stock of the Company earned in accordance with the Company's attainment of pre-determined financial performance targets established under its GVA methodology on the previously granted 2018 performance-based restricted stock unit award. The aforementioned award was also subject to time-based vesting, and partially vested on February 28, 2019.
Allison M. Fergus
2019-03-04