0001209191-18-015895.txt : 20180302 0001209191-18-015895.hdr.sgml : 20180302 20180302173836 ACCESSION NUMBER: 0001209191-18-015895 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180228 FILED AS OF DATE: 20180302 DATE AS OF CHANGE: 20180302 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Brown David A CENTRAL INDEX KEY: 0001480226 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31456 FILM NUMBER: 18663575 MAIL ADDRESS: STREET 1: GENESEE & WYOMING INC. STREET 2: 66 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GENESEE & WYOMING INC CENTRAL INDEX KEY: 0001012620 STANDARD INDUSTRIAL CLASSIFICATION: RAILROADS, LINE-HAUL OPERATING [4011] IRS NUMBER: 060984624 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 20 WEST AVENUE CITY: DARIEN STATE: CT ZIP: 06820 BUSINESS PHONE: 2032028900 MAIL ADDRESS: STREET 1: 20 WEST AVENUE CITY: DARIEN STATE: CT ZIP: 06820 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-02-28 0 0001012620 GENESEE & WYOMING INC GWR 0001480226 Brown David A C/O GENESEE & WYOMING INC. 20 WEST AVENUE DARIEN CT 06820 0 1 0 0 Chief Operating Officer Class A Common Stock, $.01 par value 2018-02-28 4 F 0 205 69.53 D 26204 D Class A Common Stock, $.01 par value 2018-02-28 4 A 0 3815 69.53 A 30019 D Stock Option (Right to Buy) 69.53 2018-02-28 4 A 0 24592 0.00 A 2023-02-27 Class A Common Stock, $.01 par value 24592 24592 D These shares were surrendered to Genesee & Wyoming Inc. for the payment of taxes in connection with the vesting of previously granted restricted stock awards. This annual restricted stock award was granted under Genesee & Wyoming Inc. Third Amended and Restated 2004 Omnibus Incentive Plan (the "Plan") and will vest in three equal annual installments, beginning February 28, 2019. This annual option award was granted under the Plan and will vest in three equal annual installments, beginning February 28, 2019. Allison M. Fergus, Attorney-in-Fact for David A. Brown 2018-03-02