0001209191-17-030599.txt : 20170508 0001209191-17-030599.hdr.sgml : 20170508 20170508162806 ACCESSION NUMBER: 0001209191-17-030599 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170504 FILED AS OF DATE: 20170508 DATE AS OF CHANGE: 20170508 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GENESEE & WYOMING INC CENTRAL INDEX KEY: 0001012620 STANDARD INDUSTRIAL CLASSIFICATION: RAILROADS, LINE-HAUL OPERATING [4011] IRS NUMBER: 060984624 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 20 WEST AVENUE CITY: DARIEN STATE: CT ZIP: 06820 BUSINESS PHONE: 2032028900 MAIL ADDRESS: STREET 1: 20 WEST AVENUE CITY: DARIEN STATE: CT ZIP: 06820 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gallagher Timothy J CENTRAL INDEX KEY: 0001326669 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31456 FILM NUMBER: 17822817 MAIL ADDRESS: STREET 1: 66 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-05-04 0 0001012620 GENESEE & WYOMING INC GWR 0001326669 Gallagher Timothy J C/O GENESEE & WYOMING INC. 20 WEST AVENUE DARIEN CT 06820 0 1 0 0 Chief Financial Officer Class A Common Stock, $.01 par value 2017-05-04 4 M 0 6071 50.11 A 57949 D Class A Common Stock, $.01 par value 2017-05-04 4 S 0 6071 64.38 D 51878 D Stock Option (Right to Buy) 50.11 2017-05-04 4 M 0 6071 0.00 D 2017-05-30 Class A Common Stock, $.01 value 6071 0 D The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported in this Form 4. Represents the weighted average sales price for the price increments ranging from $64.27 to $64.64. This option award was granted under the Genesee & Wyoming Inc. Third Amended and Restated 2004 Omnibus Incentive Plan (the "Plan") and vested in three equal annual installments, beginning February 28, 2013. Allison M. Fergus, Attorney-in-Fact for Timothy J. Gallagher 2017-05-08