0001209191-17-016158.txt : 20170301
0001209191-17-016158.hdr.sgml : 20170301
20170301191408
ACCESSION NUMBER: 0001209191-17-016158
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170201
FILED AS OF DATE: 20170301
DATE AS OF CHANGE: 20170301
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GENESEE & WYOMING INC
CENTRAL INDEX KEY: 0001012620
STANDARD INDUSTRIAL CLASSIFICATION: RAILROADS, LINE-HAUL OPERATING [4011]
IRS NUMBER: 060984624
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 20 WEST AVENUE
CITY: DARIEN
STATE: CT
ZIP: 06820
BUSINESS PHONE: 2032028900
MAIL ADDRESS:
STREET 1: 20 WEST AVENUE
CITY: DARIEN
STATE: CT
ZIP: 06820
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Liucci Christopher F
CENTRAL INDEX KEY: 0001357720
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-31456
FILM NUMBER: 17656375
MAIL ADDRESS:
STREET 1: C/O GENESEE & WYOMING
STREET 2: 66 FIELD POINT ROAD
CITY: GREENWICH
STATE: CT
ZIP: 06830
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2017-02-01
0
0001012620
GENESEE & WYOMING INC
GWR
0001357720
Liucci Christopher F
C/O GENESEE & WYOMING INC.
20 WEST AVENUE
DARIEN
CT
06820
0
1
0
0
Chief Accounting Officer
Class A Common Stock, $.01 par value
2017-02-01
4
A
0
640
0.00
A
21090
D
Class A Common Stock, $.01 par value
2017-02-26
4
F
0
237
74.31
D
20853
D
Class A Common Stock, $.01 par value
2017-02-27
4
M
0
1542
60.54
A
22395
D
Class A Common Stock, $.01 par value
2017-02-27
4
F
0
1322
74.70
D
21073
D
Class A Common Stock, $.01 par value
2017-02-27
4
F
0
173
74.70
D
20900
D
Class A Common Stock, $.01 par value
2017-02-28
4
F
0
136
74.14
D
20764
D
Class A Common Stock, $.01 par value
2017-02-28
4
A
0
817
0.00
A
21581
D
Stock Option (Right to Buy)
60.54
2017-02-27
4
M
0
1542
0.00
D
2017-02-27
Class A Common Stock, $.01 par value
1542
0
D
Stock Option (Right to Buy)
74.14
2017-02-28
4
A
0
6231
0.00
A
2022-02-27
Class A Common Stock, $.01 par value
6231
6231
D
Due to an administrative oversight, the shares of Class A Common Stock of the Issuer underlying this previously granted 2016 performance-based restricted stock unit award should have been determined as of February 1, 2017, but was actually certified on March 1, 2017.
Represents the number of underlying shares of Class A Common Stock of the Issuer earned in accordance with the Issuer's attainment of pre-determined financial performance targets established under its GVA methodology on the previously granted 2016 performance-based restricted stock unit award. The aforementioned award was also subject to time-based vesting, and vested on February 26, 2017.
These shares were surrendered to Genesee & Wyoming Inc. for the payment of taxes in connection with the vesting of the previously granted 2016 performance-based restricted stock unit award.
These shares were surrendered to Genesee & Wyoming Inc. for the payment of taxes in connection with the vesting of previously granted restricted stock awards.
This annual restricted stock award was granted under the Genesee & Wyoming Inc. Third Amended and Restated 2004 Omnibus Incentive Plan (the "Plan") and will vest in three equal annual installments, beginning February 28, 2018.
This option award was granted under the Plan and vested in three equal installments, beginning February 28, 2013.
This annual option award was granted under the Plan and will vest in three equal annual installments, beginning February 28, 2018.
Allison M. Fergus, Attorney-in-Fact for Christopher F. Liucci
2017-03-01