0001209191-16-150254.txt : 20161115 0001209191-16-150254.hdr.sgml : 20161115 20161115174041 ACCESSION NUMBER: 0001209191-16-150254 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161111 FILED AS OF DATE: 20161115 DATE AS OF CHANGE: 20161115 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GENESEE & WYOMING INC CENTRAL INDEX KEY: 0001012620 STANDARD INDUSTRIAL CLASSIFICATION: RAILROADS, LINE-HAUL OPERATING [4011] IRS NUMBER: 060984624 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 20 WEST AVENUE CITY: DARIEN STATE: CT ZIP: 06820 BUSINESS PHONE: 2032028900 MAIL ADDRESS: STREET 1: 20 WEST AVENUE CITY: DARIEN STATE: CT ZIP: 06820 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gallagher Timothy J CENTRAL INDEX KEY: 0001326669 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31456 FILM NUMBER: 162000789 MAIL ADDRESS: STREET 1: 66 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-11-11 0 0001012620 GENESEE & WYOMING INC GWR 0001326669 Gallagher Timothy J C/O GENESEE & WYOMING INC. 20 WEST AVENUE DARIEN CT 06820 0 1 0 0 Chief Financial Officer Class A Common Stock, $.01 par value 2016-11-11 4 M 0 5583 60.54 A 55746 D Class A Common Stock, $.01 par value 2016-11-11 4 F 0 4945 73.36 D 50801 D Class A Common Stock, $.01 par value 2016-11-15 4 J 0 395 0.00 D 50406 D Stock Option (Right to Buy) 60.54 2016-11-11 4 M 0 5583 0.00 D 2017-02-27 Class A Common Stock, $.01 value 5583 0 D Represents transfer of shares to Reporting Person's ex-spouse pursuant to a divorce decree dated 1/7/2015. This option award was granted under the Genesee & Wyoming Inc. Third Amended and Restated 2004 Omnibus Incentive Plan (the "Plan") and vested in three equal annual installments, beginning February 28, 2013. Allison M. Fergus, Attorney-in-Fact for Timothy J. Gallagher 2016-11-15