0001209191-16-149936.txt : 20161114 0001209191-16-149936.hdr.sgml : 20161111 20161114183109 ACCESSION NUMBER: 0001209191-16-149936 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161110 FILED AS OF DATE: 20161114 DATE AS OF CHANGE: 20161114 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GENESEE & WYOMING INC CENTRAL INDEX KEY: 0001012620 STANDARD INDUSTRIAL CLASSIFICATION: RAILROADS, LINE-HAUL OPERATING [4011] IRS NUMBER: 060984624 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 20 WEST AVENUE CITY: DARIEN STATE: CT ZIP: 06820 BUSINESS PHONE: 2032028900 MAIL ADDRESS: STREET 1: 20 WEST AVENUE CITY: DARIEN STATE: CT ZIP: 06820 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Walsh Matthew O. CENTRAL INDEX KEY: 0001577285 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31456 FILM NUMBER: 161997160 MAIL ADDRESS: STREET 1: 20 WEST AVENUE CITY: DARIEN STATE: CT ZIP: 06820 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-11-10 0 0001012620 GENESEE & WYOMING INC GWR 0001577285 Walsh Matthew O. C/O GENESEE & WYOMING INC. 20 WEST AVENUE DARIEN CT 06820 0 1 0 0 EVP, Global Corp. Development Class A Common Stock, $.01 par value 2016-11-10 4 M 0 3260 61.07 A 100598 D Class A Common Stock, $.01 par value 2016-11-10 4 M 0 4284 60.54 A 104882 D Class A Common Stock, $.01 par value 2016-11-10 4 F 0 6590 75.02 D 98292 D Stock Option (Right to Buy) 61.07 2016-11-10 4 M 0 3260 0.00 D 2016-11-29 Class A Common Stock, $.01 par value 3260 0 D Stock Option (Right to Buy) 60.54 2016-11-10 4 M 0 4284 0.00 D 2017-02-27 Class A Common Stock, $.01 par value 4284 0 D This option award was granted under the Genesee & Wyoming Inc. Third Amended and Restated 2004 Omnibus Incentive Plan (the "Plan") and vested in three equal annual installments, beginning February 28, 2012. This option award was granted under the Plan and vested in three equal annual installments, beginning February 28, 2013. Allison M. Fergus, Attorney-in-Fact for Matthew O. Walsh 2016-11-14