0001209191-16-149079.txt : 20161109
0001209191-16-149079.hdr.sgml : 20161109
20161109165302
ACCESSION NUMBER: 0001209191-16-149079
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161107
FILED AS OF DATE: 20161109
DATE AS OF CHANGE: 20161109
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GENESEE & WYOMING INC
CENTRAL INDEX KEY: 0001012620
STANDARD INDUSTRIAL CLASSIFICATION: RAILROADS, LINE-HAUL OPERATING [4011]
IRS NUMBER: 060984624
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 20 WEST AVENUE
CITY: DARIEN
STATE: CT
ZIP: 06820
BUSINESS PHONE: 2032028900
MAIL ADDRESS:
STREET 1: 20 WEST AVENUE
CITY: DARIEN
STATE: CT
ZIP: 06820
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Gallagher Timothy J
CENTRAL INDEX KEY: 0001326669
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-31456
FILM NUMBER: 161984918
MAIL ADDRESS:
STREET 1: 66 FIELD POINT ROAD
CITY: GREENWICH
STATE: CT
ZIP: 06830
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2016-11-07
0
0001012620
GENESEE & WYOMING INC
GWR
0001326669
Gallagher Timothy J
C/O GENESEE & WYOMING INC.
20 WEST AVENUE
DARIEN
CT
06820
0
1
0
0
Chief Financial Officer
Class A Common Stock, $.01 par value
2016-11-07
4
M
0
4329
61.07
A
54314
D
Class A Common Stock, $.01 par value
2016-11-07
4
S
0
4151
66.56
D
50163
D
Stock Option (Right to Buy)
61.07
2016-11-07
4
M
0
4329
0.00
D
2016-11-29
Class A Common Stock, $.01 par value
4329
0
D
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 31, 2016.
The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported in this Form 4.
Represents the weighted average sales price for the price increments ranging from $66.37 to $66.77.
This option award was granted under the Genesee & Wyoming Inc. Third Amended and Restated 2004 Omnibus Incentive Plan and vested in three equal annual installments, beginning February 28, 2012.
Allison M. Fergus, Attorney-in-Fact for Timothy J. Gallagher
2016-11-09