0001209191-16-104125.txt : 20160301 0001209191-16-104125.hdr.sgml : 20160301 20160301175539 ACCESSION NUMBER: 0001209191-16-104125 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160226 FILED AS OF DATE: 20160301 DATE AS OF CHANGE: 20160301 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GENESEE & WYOMING INC CENTRAL INDEX KEY: 0001012620 STANDARD INDUSTRIAL CLASSIFICATION: RAILROADS, LINE-HAUL OPERATING [4011] IRS NUMBER: 060984624 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 20 WEST AVENUE CITY: DARIEN STATE: CT ZIP: 06820 BUSINESS PHONE: 2032028900 MAIL ADDRESS: STREET 1: 20 WEST AVENUE CITY: DARIEN STATE: CT ZIP: 06820 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Liucci Christopher F CENTRAL INDEX KEY: 0001357720 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31456 FILM NUMBER: 161474848 MAIL ADDRESS: STREET 1: C/O GENESEE & WYOMING STREET 2: 66 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-02-26 0 0001012620 GENESEE & WYOMING INC GWR 0001357720 Liucci Christopher F C/O GENESEE & WYOMING INC. 20 WEST AVENUE DARIEN CT 06820 0 1 0 0 Chief Accounting Officer Class A Common Stock, $.01 par value 2016-02-26 4 M 0 1438 52.09 A 15992 D Class A Common Stock, $.01 par value 2016-02-26 4 F 0 1328 57.12 D 14664 D Class A Common Stock, $.01 par value 2016-02-26 4 A 0 4517 0.00 A 19181 D Class A Common Stock, $.01 par value 2016-02-26 4 A 0 1276 0.00 A 20457 D Class A Common Stock, $.01 par value 2015-02-27 4 F 0 171 57.12 D 20286 D Class A Common Stock, $.01 par value 2015-02-28 4 F 0 264 57.12 D 20022 D Stock Option (Right to Buy) 52.09 2016-02-26 4 M 0 1438 0.00 D 2016-02-27 Class A Common Stock, $.01 par value 1438 0 D Stock Option (Right to Buy) 57.12 2016-02-26 4 A 0 6300 0.00 A 2021-02-26 Class A Common Stock, $.01 par value 6300 6300 D This retention restricted stock award was granted under the Genesee & Wyoming Inc. Third Amended and Restated 2004 Omnibus Incentive Plan (the "Plan") and will vest in three equal annual installments, beginning February 26, 2019. This annual restricted stock award was granted under the Plan and will vest in two equal annual installments, beginning February 26, 2018. These shares were surrendered to Genesee & Wyoming Inc. for the payment of taxes in connection with the vesting of previously granted restricted stock awards. This option award was granted under the Plan and vested in three equal annual installments, beginning February 28, 2012. This annual option award was granted under the Plan and will vest in three equal annual installments, beginning February 26, 2017. Allison M. Fergus, Attorney-in-Fact for Christopher F. Liucci 2016-03-01